Statement of Changes in Beneficial Ownership (4)
July 08 2019 - 2:54PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Bristow Claire H
|
2. Issuer Name
and
Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/
[
FCNCA
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
4300 SIX FORKS ROAD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/5/2019
|
(Street)
RALEIGH, NC 27609
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common
|
|
|
|
|
|
|
|
30000
|
D
|
|
Class A Common
|
7/5/2019
|
|
S
|
|
5000
|
D
|
$457.99
(1)
|
236858
|
I
|
Claire Holding Bristow 2nd Amended and Restated Trust
|
Class A Common
|
7/5/2019
|
|
S
|
|
5000
|
D
|
$455.02
(2)
|
231858
|
I
|
Claire Holding Bristow 2nd Amended and Restated Trust
|
Class A Common
|
|
|
|
|
|
|
|
10858
|
I
|
As beneficiary of Trust
|
Class A Common
|
|
|
|
|
|
|
|
14500
|
I
|
By spouse as Trustee for Claire Holding Bristow 2018 Irrevocable Family Trust
|
Class A Common
|
|
|
|
|
|
|
|
14533
(3)
|
I
|
By spouse as trustee for Peter M. Bristow 2nd Amended and Restate Trust Agreement
|
Class A Common
|
|
|
|
|
|
|
|
6737
(3)
|
I
|
By Spouse
|
Class A Common
|
|
|
|
|
|
|
|
1808
(3)
|
I
|
By Son, Peter M. Bristow, Jr.
|
Class A Common
|
|
|
|
|
|
|
|
10850
(3)
|
I
|
By spouse as custodian for Peter Bristow, Jr.
|
Class A Common
|
|
|
|
|
|
|
|
12566
(3)
|
I
|
By spouse as custodian for Charlotte Bristow
|
Class A Common
|
|
|
|
|
|
|
|
12410
(3)
|
I
|
By spouse as custodian for Ella Bristow
|
Class A Common
|
|
|
|
|
|
|
|
6106
(3)
|
I
|
PMB Investments, LLC
|
Class A Common
|
|
|
|
|
|
|
|
2154
(3)
|
I
|
CRB Investments, LLC
|
Class A Common
|
|
|
|
|
|
|
|
2045
(3)
|
I
|
EHB Investments, LLC
|
Class A Common
|
|
|
|
|
|
|
|
19041
(3)
|
I
|
By spouse as trustee for PMB Trust 2011
|
Class A Common
|
|
|
|
|
|
|
|
19041
(3)
|
I
|
By spouse as trustee for CRB Trust 2011
|
Class A Common
|
|
|
|
|
|
|
|
19041
(3)
|
I
|
By spouse as trustee for EHB Trust 2011
|
Class B Common
|
|
|
|
|
|
|
|
82866
|
I
|
Claire Holding Bristow 2nd Amended and Restated Trust
|
Class B Common
|
|
|
|
|
|
|
|
1250
|
I
|
As beneficiary of Trust
|
Class B Common
|
|
|
|
|
|
|
|
538
(3)
|
I
|
By spouse
|
Class B Common
|
|
|
|
|
|
|
|
2080
(3)
|
I
|
By spouse as custodian for Peter Bristow, Jr.
|
Class B Common
|
|
|
|
|
|
|
|
8350
(3)
|
I
|
PMB Investments, LLC
|
Class B Common
|
|
|
|
|
|
|
|
2081
(3)
|
I
|
By spouse as custodian for Charlotte Bristow
|
Class B Common
|
|
|
|
|
|
|
|
8850
(3)
|
I
|
CRB Investments, LLC
|
Class B Common
|
|
|
|
|
|
|
|
2081
(3)
|
I
|
By spouse as custodian for Ella Bristow
|
Class B Common
|
|
|
|
|
|
|
|
8710
(3)
|
I
|
EHB Investments, LLC
|
Class B Common
|
|
|
|
|
|
|
|
82
(3)
|
I
|
By Son. Peter M. Bristow, Jr.
|
Class B Common
|
|
|
|
|
|
|
|
82
(3)
|
I
|
By daughter, Charlotte Bristow
|
Class B Common
|
|
|
|
|
|
|
|
82
(3)
|
I
|
By daughter, Ella Bristow
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $457.99 to $458.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Report.
|
(2)
|
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $455.00 to $455.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Report
|
(3)
|
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Bristow Claire H
4300 SIX FORKS ROAD
RALEIGH, NC 27609
|
|
X
|
|
|
Signatures
|
Claire H. Bristow, By: William R. Lathan, Jr., Attorney-in-fact
|
|
7/8/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
First Citizens BancShares (NASDAQ:FCNCA)
Historical Stock Chart
From Aug 2024 to Sep 2024
First Citizens BancShares (NASDAQ:FCNCA)
Historical Stock Chart
From Sep 2023 to Sep 2024