UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
(Amendment No. 1)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Dime Community Bancshares, Inc.
(Exact Name of Registrant as Specified in Its Charter)
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(State or other jurisdiction of incorporation or
organization)
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(I.R.S. Employer Identification No.)
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300 Cadman Plaza West, 8th Floor
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Brooklyn, New York
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11201
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the
Act:
Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series A,
$0.01 Par Value Per Share
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The Nasdaq Stock Market LLC
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(Title of each class to be so registered)
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(Name of each exchange on which
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each class is to be registered)
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If
this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective
pursuant to General Instruction A.(c) or (e), check the following
box. ☒
If
this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d) or (e), check the following
box. ☐
If
this form relates to the registration of a class of securities
concurrently with a Regulation A offering, check the following
box. ☐
Securities Act registration statement or Regulation A offering
statement file number to which this form relates (if
applicable): 333-220175
Securities to be registered pursuant to Section 12(g) of the
Act:
EXPLANATORY NOTE
This Amendment No. 1 to Form 8-A (this “Amendment”) amends, in its
entirety, the Registration Statement on Form 8-A filed by Dime
Community Bancshares, Inc. (the “Registrant”) on February 5, 2020
(File No. 001-39211). The purpose of this Amendment is to reflect
the issuance of additional shares of the Registrant’s Preferred
Stock (as hereinafter defined) and update the description
thereof.
Item 1. Description of Registrant’s Securities to be
Registered.
The securities to be registered hereby are shares of Fixed-Rate
Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01
per share (the “Preferred Stock”), with a liquidation preference of
$25.00 per share, of the Registrant. The terms of the
Preferred Stock are described under the heading “Description of the
Preferred Stock” in the final prospectus supplement dated June 3,
2020, as filed with the Securities and Exchange Commission (the
“Commission”) on June 4, 2020 pursuant to Rule 424(b) under the
Securities Act of 1933, as amended, to the prospectus (together,
the “Prospectus”) included in the Registrant’s Registration
Statement on Form S-3 (Registration No. 333-220175) (the
“Registration Statement”), as originally filed with the Commission
on September 6, 2017. Such information, as it may hereafter
be amended or supplemented and filed as part of an amendment to the
Registration Statement of which the Prospectus forms a part or
otherwise pursuant to Rule 424(b) under the Securities Act of 1933,
as amended, is incorporated herein by reference.
Item 2. Exhibits.
3.1 |
Amended
and Restated Certificate of Incorporation of the Registrant
(incorporated by reference to Exhibit 3.1 to the Registrant’s
Transition Report on Form 10-K for the transition period ended
December 31, 2002, filed with the Commission on March 28, 2003
(File No. 000-27782))
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Certificate of Designations, Preferences and Rights of 5.50%
Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series A, with
a liquidation preference of $25.00 per share (incorporated by
reference to Exhibit 3.2 to the Registrant’s Form 8-A, filed with
the Commission on February 5, 2020 (File No. 001-39211))
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3.3 |
Certificate of Amendment to the Certificate of Designations,
Preferences and Rights of 5.50% Fixed-Rate Non-Cumulative Perpetual
Preferred Stock, Series A, with a liquidation preference of $25.00
per share
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3.4 |
Amended
and Restated Bylaws of the Registrant (incorporated by reference to
Exhibit 3.2 to the Registrant’s Current Report on Form 8-K, filed
with the Commission on January 24, 2019 (File No. 000-27782))
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3.5 |
Specimen
Certificate for 5.50% Fixed-Rate Non-Cumulative Perpetual Preferred
Stock, Series A (incorporated by reference to Exhibit 3.4 to the
Registrant’s Form 8-A, filed with the Commission on February 5,
2020 (File No. 001-39211))
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, the registrant has duly caused this
registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
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DIME COMMUNITY BANCSHARES, INC.
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Date:
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June 10,
2020
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By:
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/s/
Patricia M. Schaubeck
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Patricia
M. Schaubeck
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Executive
Vice President and
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General
Counsel
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