Financial Trends Fund, Inc - Additional Proxy Soliciting Materials (definitive) (DEFA14A)
December 14 2007 - 6:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
14A
PROXY
STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES
EXCHANGE
ACT OF 1934 (AMENDMENT NO. ____)
Filed
by
the Registrant [X]
Filed
by
a Party other than the Registrant [ ]
Check
the
appropriate box:
[ ]
|
Preliminary
Proxy Statement
|
|
|
[ ]
|
Confidential,
for Use of the Commission Only (as permitted by Rule
14a-6(e)(2))
|
[ ]
|
Definitive
Proxy Statement
|
|
|
[X]
|
Definitive
Additional Materials
|
|
|
[ ]
|
Soliciting
Material Pursuant to Rule 14a-12
|
FINANCIAL
TRENDS FUND, INC.
(Name
of
Registrant as Specified In Its Charter)
________________________________________________________________________
(Name
of
Person(s) Filing Proxy Statement, if other than the Registrant)
Payment
of Filing Fee (Check the appropriate box):
[X] No
fee required.
[ ] Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and
0-11.
|
(1)
|
Title
of each class of securities to which transaction applies:
N/A
|
|
(2)
|
Aggregate
number of securities to which transaction applies:
N/A
|
|
(3)
|
Per
unit price or other underlying value of transaction computed pursuant
to
Exchange Act Rule 0-11 (set forth the amount on which the filing
fee is
calculated and state how it was determined):
N/A
|
|
(4)
|
Proposed
maximum aggregate value of transaction:
N/A
|
[ ] Fee
paid previously with preliminary materials:
[ ]
|
Check
box if any part of the fee is offset as provided by Exchange Act
Rule
0-11(a) (2) and identify the filing for which the offsetting fee
was paid
previously. Identify the previous filing by registration
statement number, or the Form or Schedule and the date of its
filing.
|
|
(1)
|
Amount
Previously Paid: N/A
|
|
(2)
|
Form,
Schedule or Registration Statement No.:
N/A
|
FINANCIAL
TRENDS FUND, INC.
TELEPHONE
SCRIPT
Good
(morning, afternoon, evening), may I please speak with
_____? (Mr./Ms.) _____, my name is (first name) and I am calling on
behalf of your investment with the Financial Trends Fund. I wanted to
confirm that you have received the proxy material for the shareholder meeting
scheduled to take place on January 3, 2008. Have you received it?
(proceed to “YES” or “NO”)
YES
Great. If
you would like, I can go ahead and record your voting instructions over the
phone instead of sending in the proxy card. Your Board of Directors
is recommending a vote in favor of the proposals. Would you like to
vote along with the recommendations of your Board? (proceed to “YES”
or “NO – offer to review proposals”)
NO
Sorry
to
hear that. I can have another package sent out to you. Is
the correct address 50 Birch Street, New York, NY 10165? (If no,
enter new address) Okay, thank you. You will receive the
material shortly. Once you receive the material you can contact us to
answer any questions you may have and also to issue your vote over the phone
rather than mailing back the proxy card. Our toll-free number is
1-866-437-4581. You may also wish to vote online at the website
www.myproxyonline.com
YES
Thank
you. I am recording your vote. For confirmation purposes,
may I please have your city, state and zip code? “Confirm Name, City,
State and Zip.” Thank you. You will receive a written
confirmation of your voting instructions in the mail.
NO
–
offer to review proposals
If
you
would like, I can review the meeting agenda with you right now and would
be
happy to answer any questions you may have. Would you like me to do
so? (If yes, review proposals) Your Board of Directors is
recommending a vote in favor of the proposals. Would you like to vote
along with the recommendations of your Board? (If yes, proceed, if
no, proceed to “NO”) Thank you. I am recording your
vote. For confirmation purposes, may I please have your city, state
and zip code? “Confirm Name, City, State and Zip.” Thank
you. You will receive a written confirmation of your voting
instructions in the mail.
NO
Every
vote is very important. When you have a few moments, please review
the proxy material and vote your shares by contacting us directly toll-free
at
1-866-437-4581. You may also wish to vote online at the website
www.myproxyonline.com
, or sign the proxy card and mail it in the enclosed
envelope.
ENDING
THE CALL – THANK THE SHAREHOLDER
Your
vote
is very important and your time is greatly appreciated. Thank you and
have a nice (morning, afternoon, evening).
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