Notification That Quarterly Report Will Be Submitted Late (nt 10-q)

Date : 08/14/2019 @ 9:10PM
Source : Edgar (US Regulatory)
Stock : Cytori Therapeutics Inc (CYTX)
Quote : 0.2077  0.0 (0.00%) @ 12:00AM

Notification That Quarterly Report Will Be Submitted Late (nt 10-q)

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 12b-25

NOTIFICATION OF LATE FILING

 

SEC FILE NUMBER

 

001-34375

 

CUSIP NUMBER

 

72941H103

72941H111

 

(Check one):

Form 10-K

Form 20-F

Form 11-K

Form 10-Q

Form 10-D

Form N-CEN

 

Form N-CSR

 

 

 

 

 

 

For Period Ended:

 

June 30, 2019

 

 

Transition Report on Form 10-K

 

 

Transition Report on Form 20-F

 

 

Transition Report on Form 11-K

 

 

Transition Report on Form 10-Q

 

 

For the Transition Period Ended:

 

 

 

 

Read Instruction (on back page) Before Preparing Form.  Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I - REGISTRANT INFORMATION

PLUS THERAPEUTICS, INC.

Full Name of Registrant

CYTORI THERAPEUTICS, INC.

Former Name if Applicable

 

4200 MARATHON BLVD., SUITE 200

Address of Principal Executive Office (Street and Number)

 

AUSTIN, TEXAS 78756

City, State and Zip Code

 

PART II - RULES 12b-25(b) AND (c)

 

1

US-DOCS110086194.3


 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

(a)

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

(c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

SEC 1344 (04-09)

 

 

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

PART III - NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

The registrant is unable to file its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2019 (the “Report”) by the prescribed date of August 14, 2019, without unreasonable effort or expense, because of loss of key personnel in the accounting team responsible for SEC filings. In accordance with Rule 12b-25 promulgated under the Securities Exchange Act of 1934, as amended, the registrant intends to file the Report prior to the fifth calendar day following the prescribed due date.

 

 

(Attach extra Sheets if Needed)

 

PART IV - OTHER INFORMATION

 

(1

)

 

Name and telephone number of person to contact in regard to this notification

 

 

Marc H. Hedrick, M.D.

 

(737)

 

255-7194

 

 

(Name)

 

(Area Code)

 

(Telephone Number)

 

 

 

 

 

 

 

(2

)

 

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).

 

 

 

 

Yes

 

No

 

 

 

 

 

 

 

(3

)

 

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

 

 

 

Yes

 

No

 

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made

 

2

US-DOCS110086194.3


 

PLUS THERAPEUTICS, INC.

(Name of Registrant as Specified in Charter)

 

 

 

 

 

 

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

Date

 

August 14, 2019

 

By

 

/s/ Marc H. Hedrick, M.D.

 

 

 

 

 

 

Marc H. Hedrick, M.D.

 

 

 

 

 

 

President & Chief Executive Officer

 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

3

US-DOCS110086194.3

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