- Amended Statement of Beneficial Ownership (3/A)
March 15 2012 - 12:03PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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November 30, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Li David H
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/2/2008
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3. Issuer Name
and
Ticker or Trading Symbol
CABOT MICROELECTRONICS CORP [CCMP]
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(Last)
(First)
(Middle)
C/O CABOT MICROELECTRONICS CORPORATION, 870 COMMONS DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
VP, Asia Pacific Region /
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(Street)
AURORA, IL 60504
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/10/2008
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
(1)
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1780
(1)
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D
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Restricted Stock
(1)
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0
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Options (Right to Buy)
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5/1/2003
(2)
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5/1/2012
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Common Stock
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3000
(5)
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$49.80
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D
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Stock Options (Right to Buy)
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12/10/2005
(3)
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12/10/2014
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Common Stock
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1250
(6)
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$37.78
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D
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Stock Options (Right to Buy)
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12/9/2006
(4)
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12/9/2015
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Common Stock
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5483
(7)
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$30.51
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D
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Explanation of Responses:
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(
1)
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This amendment is filed to correct the title of the Security from Restricted Stock to Common Stock and to correct the amounts previously reported.
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(
2)
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Stock options subject to this grant is now fully vested.
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(
3)
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Vesting Schedule:
25% 12/10/05,
25% 12/10/06,
25% 12/10/07,
25% 12/10/08.
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(
4)
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Vesting Schedule:
25% 12/9/2006,
25% 12/9/2007,
25% 12/9/2008,
25% 12/9/2009.
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(
5)
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This amendment is submitted to correct the number of Stock Options previously reported as 4,000 shares. The correct number is 3,000 shares.
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(
6)
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This amendment is submitted to report the correct number of Stock Options previously reported as 2,500. The correct number is 1,250 shares.
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(
7)
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This amendment is submitted to correct the number of Stock Options previously reported as 7,310. The correct number is 5,483 shares.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Li David H
C/O CABOT MICROELECTRONICS CORPORATION
870 COMMONS DRIVE
AURORA, IL 60504
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VP, Asia Pacific Region
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Signatures
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/s/ H. Carol Bernstein (Power of Attorney)
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3/15/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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