Arris Group Inc - Initial Statement of Beneficial Ownership (3)
January 23 2008 - 1:47PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
January 31, 2008
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
McClelland Bruce William
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/14/2007
|
3. Issuer Name
and
Ticker or Trading Symbol
ARRIS GROUP INC [ARRS]
|
(Last)
(First)
(Middle)
3871 LAKEFIELD DRIVE
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
President, Broadband Comm Grou /
|
(Street)
SUWANEE, GA 30024
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common stock
|
2822
|
D
|
|
Restricted stock
(1)
|
2293
|
D
|
|
Restricted stock
(2)
|
4329
|
D
|
|
Restricted stock
(3)
|
7807
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock option
|
(4)
|
4/18/2012
|
Common stock
|
5310
|
$6.44
|
D
|
|
Stock option
|
(5)
|
4/25/2013
|
Common stock
|
12826
|
$13.28
|
D
|
|
Stock option
|
(6)
|
3/9/2014
|
Common stock
|
17348
|
$13.45
|
D
|
|
Explanation of Responses:
|
(
1)
|
Represents a restricted stock grant which vests annually in thirds on the anniversary of the grant date, which was April 18, 2005.
|
(
2)
|
Represents a restricted stock grant which vests annually in fourths beginning on April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
|
(
3)
|
Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
|
(
4)
|
The options vest annually in fourths on the anniversary of the grant date, which was April 18, 2005
|
(
5)
|
The options vest annually in fourths beginning April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
|
(
6)
|
The options vest annually in fourths on the anniversary of the grant date, which was March 9, 2007.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
McClelland Bruce William
3871 LAKEFIELD DRIVE
SUWANEE, GA 30024
|
|
|
President, Broadband Comm Grou
|
|
Signatures
|
/s/ Bruce McClelland
|
|
1/23/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
ARRIS International plc (NASDAQ:ARRS)
Historical Stock Chart
From May 2024 to Jun 2024
ARRIS International plc (NASDAQ:ARRS)
Historical Stock Chart
From Jun 2023 to Jun 2024