- Current report filing (8-K)
November 01 2010 - 8:26AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): November 1, 2010
Apollo Group, Inc.
(Exact name of registrant as specified in its charter)
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Arizona
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0-25232
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86-0419443
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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4025 S. Riverpoint Parkway, Phoenix,
Arizona
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85040
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(Address of principal executive
offices)
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(Zip Code)
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Registrants telephone number, including area code: (480) 966-5394
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 8 Other Events
On November 1, 2010, Apollo Group, Inc. (the Company) announced that Dr. John G. Sperling,
the Executive Chairman of the Companys Board of Directors, and Peter V. Sperling, the Vice
Chairman of the Companys Board of Directors, had each adopted prearranged stock trading plans in
accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, and the
Companys policies with respect to insider sales. The plans, which include the sale of shares
acquired upon the exercise of stock options, will expire on March 31, 2012.
Rule 10b5-1 permits officers and directors of public companies to adopt predetermined plans
for selling specified amounts of stock. Once a plan is established, the insider retains no
discretion over sales under the plan and the prearranged trades are executed through a broker in
accordance with the plan. The transactions under the plans will be disclosed publicly through Form
4 filings with the Securities and Exchange Commission.
The information in Item 8.01 of this Form 8-K shall not be deemed filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or otherwise
subject to the liabilities under that section, nor shall it be deemed incorporated by reference in
any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any
general incorporation language in such filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Apollo Group, Inc.
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November 1, 2010
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By:
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/s/ Brian L. Swartz
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Name:
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Brian L. Swartz
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Title:
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Senior Vice President and Chief
Financial Officer
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