o NoneEntity Type
0001365916
AMYRIS BIOTECHNOLOGIES INC
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
 AMYRIS, INC.
Jurisdiction of Incorporation/OrganizationDELAWARE 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed 



2. Principal Place of Business and Contact Information
Name of Issuer 
 AMYRIS, INC. 
Street Address 1Street Address 2
 5885 HOLLIS STREET, SUITE 100 
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 EMERYVILLE CALIFORNIA 94608 510-450-0761 



3. Related Persons
Last NameFirst NameMiddle Name
MELOJOHN
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 President and Chief Executive Officer

Last NameFirst NameMiddle Name
ALVAREZEDUARDO
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 Chief Operating Officer

Last NameFirst NameMiddle Name
KELSEYNICOLE
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 General Counsel & Secretary

Last NameFirst NameMiddle Name
DOERRLJOHN
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

 
Last NameFirst NameMiddle Name
DUYKGEOFFREY
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
EYKERMANPHILIP
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
GOPPELSROEDERCHRISTOPH
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
KUNGFRANK
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

 
Last NameFirst NameMiddle Name
PIWNICACAROLE
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
MILLSSTEVEN
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
YANGPATRICK
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
KEIFTENBELDHAN
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 Chief Financial Officer

 
Last NameFirst NameMiddle Name
MCCANNJAMES
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
QILISA
Street Address 1Street Address 2
AMYRIS, INC.5885 HOLLIS STREET, SUITE 100
CityState/Province/CountryZIP/Postal Code
EMERYVILLECALIFORNIA94608
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

 


4. Industry Group
o Agriculture Health Care o Retailing
 Banking & Financial Services   o Biotechnology o Restaurants
  o Commercial Banking   o Health Insurance Technology
  o Insurance  o Hospitals & Physicians  o Computers
  o Investing  o Pharmaceuticals  o Telecommunications
  o Investment Banking  o Other Health Care  o Other Technology
  o Pooled Investment Fund

    Travel
  o Other Banking & Financial Services x Manufacturing  o Airlines & Airports
 Real Estate  o Lodging & Conventions
  o Commercial  o Tourism & Travel Services
  o Construction  o Other Travel
  o REITS & Finance o Other
  o Residential 
  o Other Real Estate 
o Business Services 
 Energy 
  o Coal Mining 
  o Electric Utilities 
  o Energy Conservation 
  o Environmental Services 
  o Oil & Gas 
  o Other Energy 


5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
o Over $100,000,000 o Over $100,000,000
x Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale 2020-06-05 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests x Equity
o Tenant-in-Common Securities o Debt
o Mineral Property Securities o Option, Warrant or Other Right to Acquire Another Security
o Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security o Other (describe)
  


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? o Yes x No
 
Clarification of Response (if Necessary) 
  

11. Minimum Investment
Minimum investment accepted from any outside investor$ 0 USD

12. Sales Compensation
RecipientRecipient CRD Number o None
 COWEN AND COMPANY, LLC 7616
(Associated) Broker or Dealer x None(Associated) Broker or Dealer CRD Number x None
    
Street Address 1Street Address 2
 599 LEXINGTON AVENUE 20TH FLOOR  
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10022
State(s) of Solicitation x All States o Foreign/Non-US
 

RecipientRecipient CRD Number o None
 JEFFERIES LLC 2347
(Associated) Broker or Dealer x None(Associated) Broker or Dealer CRD Number x None
    
Street Address 1Street Address 2
 520 MADISON AVENUE  
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10022
State(s) of Solicitation x All States o Foreign/Non-US
 

RecipientRecipient CRD Number o None
 OPPENHEIMER & CO. INC. 249
(Associated) Broker or Dealer x None(Associated) Broker or Dealer CRD Number x None
    
Street Address 1Street Address 2
 85 BROAD STREET 22ND,24TH FLOOR  
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10004
State(s) of Solicitation x All States o Foreign/Non-US
 

 



13. Offering and Sales Amounts
Total Offering Amount $ 199999929 USD o Indefinite
Total Amount Sold $ 199999929 USD 
Total Remaining to be Sold $ 0 USD o Indefinite
 
Clarification of Response (if Necessary)
 Issuer sold 32,614,573 shares of common stock and 102,156.21 shares of Series E Convertible Preferred Stock, convertible into 34,052,070 shares of common stock, as described in Current Reports on Form 8-K filed with the SEC on June 4 and June 10, 2020.


14. Investors
o Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 53


15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$ 9000000 USD x Estimate
Finders' Fees$ 0 USD o Estimate
 
Clarification of Response (if Necessary)
  


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 0 USD o
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