Additional Proxy Soliciting Materials (definitive) (defa14a)
May 13 2021 - 4:11PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 90549
SCHEDULE
14A
(RULE
14a-101)
INFORMATION
REQUIRED IN PROXY STATEMENT
SCHEDULE
14A INFORMATION
Proxy
Statement Pursuant to Section 14(a) of the
Securities
Exchange Act of 1934
Filed
by the Registrant
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[X]
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Filed
by a Party other than the Registrant
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[ ]
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Check
the appropriate box:
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[ ]
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Preliminary
Proxy Statement
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[ ]
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Confidential,
For Use of the Commission Only (as permitted by Rule 14a–6(e)(2))
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[ ]
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Definitive
Proxy Statement
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[X]
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Definitive
Additional Materials
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[ ]
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Soliciting
Material under Rule 14a-12
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Advaxis,
Inc.
(Name
of Registrant as Specified in its Charter)
(Name
of Person(s) Filing Proxy Statement, if Other Than the Registrant)
Payment
of Filing Fee (Check the appropriate box):
[X]
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No
fee required.
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[ ]
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Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title
of each class of securities to which transaction applies:
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(2)
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Aggregate
number of securities to which transactions applies:
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(3)
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Per
unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the
filing fee is calculated and state how it was determined):
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(4)
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Proposed
maximum aggregate value of transaction.
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(5)
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Total
fee paid:
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[ ]
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Fee
paid previously with preliminary materials:
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[ ]
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Check
box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting
fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its
filing.
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(1)
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Amount
previously paid:
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(2)
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Form,
Schedule or Registration Statement No.:
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(3)
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Filing
Party:
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(4)
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Date
Filed:
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EXPLANATORY
NOTE
On
May 13, 2021 and May 17, 2021, Advaxis, Inc. (the “Company”) will deliver a pre-recorded voice message
to certain of its stockholders that encourages stockholders to vote “FOR” on the proposals outline in its proxy materials
for its 2021 Annual Meeting of Stockholders (the “Annual Meeting”). Included herein is a transcript of the voice message.
Voice
Message Script
“Hello
– This is Ken Berlin, Advaxis’ President, CEO and Interim CFO.
Recently,
stockholders of Advaxis were mailed proxy materials for the Annual Stockholders Meeting scheduled to be held on June 3, 2021.
Advaxis’
Board of Directors strongly urges you to vote “For” all proposals, especially proposal 3, the Reverse Stock Split
Proposal.
If
you already voted “Against” these proposals, please change your vote to “For.” To change your vote, simply
vote by telephone, over the internet, or by mail, following the instructions in the proxy material mailed or emailed to you.
If
you have any questions or need assistance in voting, please call our proxy solicitor, Morrow Sodali, at 1.877.787.9239 from 10
AM to 9 PM, Eastern Time, Monday through Friday, and one of our proxy agents will assist you.
Thank
you for your continued support of Advaxis.”
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