- Current report filing (8-K)
November 16 2011 - 4:37PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
November 11, 2011
ADVANCED
ANALOGIC TECHNOLOGIES INCORPORATED
(Exact name of registrant as specified in its charter)
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Delaware
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000-51349
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77-0462930
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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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3230 Scott Boulevard, Santa Clara, California 95054
(Address of principal executive offices, including zip code)
(408) 737-4600
(Registrants telephone number, including area code)
Not
Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 3.01.
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Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
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On November 11, 2011, Advanced Analogic Technologies Incorporated (the Company) received a deficiency notice from the
Listing Qualifications Department Staff of The NASDAQ Stock Market (NASDAQ) stating that because the Company has not yet filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2011, the Company is presently not
in compliance with NASDAQ Marketplace Rule 5250(c)(1). The NASDAQ letter directs the Company to submit a plan to regain compliance with the continuing listing requirements by January 10, 2012. The Company expects to address NASDAQs notice
by filing the Form 10-Q or by submitting a compliance plan within such timeframe.
As previously disclosed in the
Companys Current Report on Form 8-K filed with the Securities and Exchange Commission on November 9, 2011, Skyworks Solutions, Inc. has made certain allegations regarding the Companys accounting practices in connection with an
arbitration proceeding in the Delaware Court of Chancery. The arbitration is set to begin November 28, 2011. The Audit Committee of the Companys Board of Directors has determined that it will conduct an internal review of the allegations
prior to the filing of the Companys Form 10-Q for the quarter ended September 30, 2011.
A copy of the press
release relating to this issue is attached as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit Number
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Description
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99.1
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Text of press release issued by Advanced Analogic Technologies Incorporated, dated November 16, 2011.
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- 2 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ADVANCED ANALOGIC TECHNOLOGIES
INCORPORATED
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/s/ Ashok Chandran
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Ashok Chandran
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Vice President, Chief Accounting Officer
and interim Chief Financial Officer
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Date: November 16, 2011
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EXHIBIT INDEX
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Exhibit Number
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Description
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99.1
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Text of press release issued by Advanced Analogic Technologies Incorporated, dated November 16, 2011.
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