Statement of Changes in Beneficial Ownership (4)
December 11 2019 - 3:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Amer International Group Co., Ltd. |
2. Issuer Name and Ticker or Trading Symbol
General Moly, Inc
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GMO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
29/F, BLOCK A, E. PACIFIC INT'L CENTER, 7888TH SHENNAN BLVD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/16/2017 |
(Street)
SHENZHEN, F4 518040
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 10/16/2017 | | P | | 14634146 | A | $0.41 | 27967479 | I | See Footnotes (1)(2) |
Common Stock | 12/9/2019 | | P | | 10000000 | A | $0.40 | 37967479 | I | See Footnotes (1)(2) |
Common Stock | 12/9/2019 | | P | | 1111111 | A | $0.27 | 39078590 | I | See Footnotes (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | All shares reported herein are held in the name of Amer International Group Co. North America, Ltd., a Delaware corporation, as a nominee, which corporation is a wholly-owned subsidiary of Lead Vanguard Limited, a British Virgin Islands company, which is a wholly-owned subsidiary of Leadway Holdings Limited, a PRC Hong Kong SAR company, which is a wholly-owned subsidiary of Amer Shenzhen Mining Industry Investment Holding Co., Ltd., which is a wholly-owned subsidiary of Amer International Group Co., Ltd., a PRC company, which exercises all voting and investment control over the shares reported herein (collectively, "Amer"). |
(2) | In addition to the above-described shares, Amer also holds an amended and restated warrant issued on December 9, 2019 (to replace a similar warrant which was issued in 2015 and was not exercisable any time) to purchase up 80,000,000 shares of the issuer's common stock at $0.50 per share, which warrant is not exercisable, currently or within 60 days of the date hereof, and the exercisability of such warrant is depended upon conditions outside of Amer's control. Accordingly, this warrant is not currently being reported in Table II. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Amer International Group Co., Ltd. 29/F, BLOCK A, E. PACIFIC INT'L CENTER 7888TH SHENNAN BLVD SHENZHEN, F4 518040 |
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Signatures
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/s/Zhang Shu, Authorized Officer | | 12/11/2019 |
**Signature of Reporting Person | Date |
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