Current Report Filing (8-k)
September 27 2018 - 4:53PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of report (Date of earliest event reported): September 27, 2018
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AMERICAN SHARED HOSPITAL SERVICES
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(Exact name of registrant
as specified in charter)
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California
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1-08789
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94-2918118
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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Two Embarcadero Center, Suite 410, San
Francisco, CA 94111
(Address of principal executive offices)
Registrant’s telephone number, including
area code
415-788-5300
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
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If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 7.01 Regulation FD Disclosure.
On September 27, 2018, Chairman & Chief
Executive Officer Ernest A. Bates, M.D. and Chief Operating & Financial Officer Craig K. Tagawa of American Shared Hospital
Services (the “Company”) delivered a presentation at the Sidoti & Company Fall 2018 Conference that included a
written communication comprised of slides. The slides from the presentation are attached hereto as Exhibit 99.1, and are hereby
incorporated by reference.
Certain Information
The information in this Current Report on
Form 8-K, including Exhibit 99.1, is furnished pursuant to this Item 7.01 and shall not be deemed to be “filed” for
the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other
document filed under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such
filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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American Shared Hospital Services
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Date:
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September 27, 2018
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By:
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/s/
Ernest A. Bates, M.D.
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Name:
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Ernest A. Bates, M.D.
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Title:
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Chairman and CEO
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