Current Report Filing (8-k)
July 26 2021 - 6:01AM
Edgar (US Regulatory)
0001583771
false
0001583771
2021-07-23
2021-07-23
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xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
July 23, 2021
Hepion
Pharmaceuticals, Inc.
(Exact name of registrant as specified in
its charter)
Delaware
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001-36856
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46-2783806
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(State or other jurisdiction
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(Commission
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IRS Employer
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of incorporation or organization)
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File Number)
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Identification No.)
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399 Thornall Street, First Floor
Edison, NJ 08837
(Address of principal executive offices)
Registrant’s telephone number, including
area code: (732) 902-4000
(Former name or former address, if changed
since last report)
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class:
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Trading Symbol(s)
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Name of each exchange on which registered:
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Common Stock
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HEPA
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Nasdaq Capital Market
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Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communication
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the
registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company x
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
The
2021 Annual Meeting of Stockholders for Hepion Pharmaceuticals, Inc. (the “Company”) scheduled for July 23, 2021
at 9:00 a.m. Eastern Time has been postponed due to a lack of a quorum. The
meeting will be rescheduled for a date yet to be determined by the Board of Directors. The Board of Directors will establish a new record
date for the Annual Meeting and, based on this record date, the Company will deliver a notice of the new Annual Meeting date to stockholders
entitled to receive notice of the Annual Meeting. A copy of the press release announcing
the postponement of the Annual Meeting is furnished as Exhibit 99.1 to this Form 8-K.
Item 9.01
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Financial Statements and Exhibits
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(d) Exhibits
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Dated: July 23, 2021
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HEPION PHARMACEUTICALS, INC.
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By:
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/s/ Robert Foster
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Robert Foster
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Chief Executive Officer
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