Statement of Changes in Beneficial Ownership (4)
April 14 2021 - 4:53PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gonzalez Luis A |
2. Issuer Name and Ticker or Trading Symbol
Mission Produce, Inc.
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AVO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O MISSION PRODUCE, INC., 2710 CAMINO DEL SOL |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/13/2021 |
(Street)
OXNARD, CA 93030
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 4/13/2021 | | A | | 5028 (1) | A | $0 | 13361 | D | |
COMMON STOCK | | | | | | | | 9668980 | I (2) | BY BELDAR ENTERPRISES |
COMMON STOCK | | | | | | | | 1339776 | I (3) | BY ROSARIO DEL PILAR VALLEJOS HINOJOSA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date. |
(2) | Luis Gonzalez and Rosario Del Pilar Vallejos Hinojosa share power to vote and dispose the shares held by Beldar Enterprises. Ms. Vallejos Hinojosa has full pecuniary interest in the shares held by Beldar Enterprises. Luis Gonzalez does not have any direct pecuniary interest in these shares. |
(3) | Rosario Del Pilar Vallejos Hinojosa, a 10% owner, is Luis Gonzalez' spouse. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Gonzalez Luis A C/O MISSION PRODUCE, INC. 2710 CAMINO DEL SOL OXNARD, CA 93030 | X | X |
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Vallejos Hinojosa Rosario del Pilar C/O MISSION PRODUCE, INC. 2710 CAMINO DEL SOL OXNARD, CA 93030 |
| X |
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Signatures
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/s/ Jeremy B. Warren, Attorney-in-Fact for Rosario del Pilar Vallejos Hinojosa | | 4/14/2021 |
**Signature of Reporting Person | Date |
/s/ Jeremy B. Warren, Attorney-in-Fact for Luis A. Gonzalez | | 4/14/2021 |
**Signature of Reporting Person | Date |
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