Amended Current Report Filing (8-k/a)
March 11 2021 - 6:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 11, 2021 (March 8, 2021)
KULR TECHNOLOGY
GROUP, INC.
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(Exact name of registrant as specified in its charter)
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Delaware
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000-55564
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81-1004273
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(State of incorporation or
organization)
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(Commission
File Number)
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(IRS Employer Identification
No.)
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1999 S. Bascom Ave. Suite 700. Campbell,
CA 95008
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including
area code (408) 663-5247
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which
Registered
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None
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
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On March 8, 2021, KULR
Technology Group, Inc., a Delaware corporation (the “Company”), filed a Current Report on Form 8-K announcing the appointment
of Keith Cochran as President and Chief Operating Officer of the Company, to hold office until the earlier of the expiration of
the term of office, a successor is duly elected and qualified, or the earlier of such officer’s death, resignation, disqualification,
or removal (“March 8, 2021 Form 8-K”). At the time of such filing, Mr. Cochran’s compensation as President and
Chief Operating Officer had not yet been finalized. This Current Report on Form 8-K/A amends the March 8, 2021 Form 8-K to include
a summary of Mr. Cochran’s compensation.
As compensation for
his services as President and Chief Operating Officer of the Company, Mr. Cochran will receive: (1) a salary of $250,000 per annum
and commensurate benefits; (2) 2,000,000 restricted shares of the Company’s common stock, which shares shall vest, so long
as Mr. Cochran remains employed by the Company, in four (4) equal yearly installments, with the first installment amount to vest
on March 1, 2022 and annually thereafter; and (3) eligibility, also subject to Mr. Cochran’s continued employment with the
Company, for incentive based grants of up to 1,500,000 shares, which shall be earned upon the Company achieving certain market
capitalization milestones.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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KULR TECHNOLOGY GROUP, INC.
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Date: March 11, 2021
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By:
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/s/ Michael Mo
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Name: Michael Mo
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Title: President & Chief Executive Officer
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