Statement of Changes in Beneficial Ownership (4)
March 10 2021 - 11:37AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BRYANT HOPE HOLDING |
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/
[
FCNCA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Vice Chairman |
(Last)
(First)
(Middle)
4300 SIX FORKS ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/10/2021 |
(Street)
RALEIGH, NC 27609
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | | | | | | | | 175417 | D | |
Class A Common Stock | | | | | | | | 21353 | I | Hope H. Bryant 2019 GRAT |
Class A Common Stock | | | | | | | | 214343 | I | Hope H. Bryant 2020 GRAT |
Class A Common Stock | | | | | | | | 50247 | I | Hope H. Bryant 2020 GRAT #2 |
Class A Common Stock | 2/10/2021 | | G |
V
| 4200 | A | $0.00 | 14200 | I | Revocable Trust for Hope H. Bryant |
Class A Common Stock | | | | | | | | 10772 | I | As beneficiary of Trust |
Class A Common Stock | | | | | | | | 15 | I (1) | By Spouse |
Class A Common Stock | | | | | | | | 29684 | I (1) | Revocable Trust fbo of Elliot B. Connell |
Class A Common Stock | | | | | | | | 827 | I (2) | By E&F Properties |
Class A Common Stock | | | | | | | | 12530 | I (2) | By Twin States Farming, Inc. |
Class A Common Stock | | | | | | | | 192063 | I (2) | By Southern BancShares (N.C.), Inc. and subsidiary |
Class A Common Stock | | | | | | | | 100000 | I (2) | By Fidelity BancShares (N.C.), Inc. |
Class B Common Stock | | | | | | | | 1680 | D | |
Class B Common Stock | | | | | | | | 90682 | I | By Hope H. Bryant 2020 GRAT |
Class B Common Stock | | | | | | | | 84 | I | Revocable Trust for Hope H. Bryant |
Class B Common Stock | | | | | | | | 1225 | I | As beneficiary of Trust |
Class B Common Stock | | | | | | | | 49 | I (1) | By spouse |
Class B Common Stock | | | | | | | | 8351 | I (1) | Revocable Trust fbo of Elliot B. Connell |
Class B Common Stock | | | | | | | | 200 | I (2) | By E&F Properties, Inc. |
Class B Common Stock | | | | | | | | 1355 | I (2) | By Twin States Farming, Inc. |
Class B Common Stock | | | | | | | | 22619 | I (2) | By Southern BancShares (N.C.), Inc. and subsidiary |
Depositary Shares (3) | | | | | | | | 12000 | I | Revocable Trust for Hope H. Bryant |
Depositary Shares (3) | | | | | | | | 198945 | I (2) | By Southern BancShares (N.C.), Inc. |
Depositary Shares (3) | | | | | | | | 200000 | I (2) | By Fidelity BancShares (N.C.), Inc. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
(2) | The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
(3) | Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BRYANT HOPE HOLDING 4300 SIX FORKS ROAD RALEIGH, NC 27609 | X | X | Vice Chairman |
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Signatures
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Hope H. Bryant, By: William R. Lathan, Jr., Attorney-in-fact | | 3/10/2021 |
**Signature of Reporting Person | Date |
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