Current Report Filing (8-k)
February 12 2021 - 5:34PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): February 9, 2021
Cemtrex
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-37464
|
|
30-0399914
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S. Employer
Identification No.)
|
276
Greenpoint Ave Bld. 8 Suite 208
Brooklyn,
NY
|
|
11101
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code: (631) 756-9116
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
|
|
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
symbol
|
|
Name
of each exchange on which registered
|
Common
Stock
|
|
CETX
|
|
Nasdaq
Capital Market
|
Series
1 Preferred Stock
|
|
CETXP
|
|
Nasdaq
Capital Market
|
Series
1 Warrants
|
|
CETXW
|
|
Nasdaq
Capital Market
|
SECTION
4- Matters Related to Accountants and Financial Statements
Item
4.01 Changes in Registrant’s Certifying Accountant.
On
February 9, 2021, (the “Engagement Date”), the Company engaged Grassi & CO., CPAs, P.C. (“Grassi”)
as its independent registered public accounting firm after the Audit Committee formally approved the decision to engage Grassi
as the Company’s independent registered public accounting firm.
The
address of Grassi is:
488
Madison Avenue
21st
Floor
New
York, NY 10022
Prior to engaging Grassi, the Company did not consult with Grassi
regarding either: (i) the application of accounting principles to a specified transaction, either contemplated or proposed, or
the type of audit opinion that might be rendered on the Company’s financial statements; or (ii) any matter that was the subject
of a “disagreement” or a “reportable event” (as those terms are defined in Item 304 of Regulation S-K).
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
Cemtrex
Inc.
|
|
|
|
/s/
Saagar Govil
|
|
Saagar
Govil
|
|
Chairman,
President and Chief Executive Officer
|
|
|
|
Date:
February 12, 2021
|
Cemtrex (NASDAQ:CETX)
Historical Stock Chart
From Mar 2024 to Apr 2024
Cemtrex (NASDAQ:CETX)
Historical Stock Chart
From Apr 2023 to Apr 2024