Current Report Filing (8-k)
February 09 2021 - 6:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO
SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
on
Date
of report (Date of earliest event reported) February 8, 2021
APPLIED
ENERGETICS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
(State
or Other Jurisdiction of Incorporation)
001-14015
|
|
77-0262908
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(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
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2480
W Ruthrauff Road, Suite 140 Q, Tucson, Arizona
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|
85705
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(520)
628-7415
(Registrant’s
Telephone Number, Including Area Code)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth
company: ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, par value $.001 per share
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AERG
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OTCQB
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Item
3.02 Unregistered Sales of Equity Securities.
Effective
February 8, 2021, the company completed the issuance of 1,650,000 shares of its common stock, par value, $0.001 per share, in
a private sale to individual purchasers at a price of $0.32 per share, or $528,000 in the aggregate. All of the purchasers are
accredited, sophisticated investors, and the issuance of the shares was not in connection with any public offering in accordance
with Section 4(a)(2) of the Securities Act of 1933.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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APPLIED ENERGETICS, INC.
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By:
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/s/
Gregory J. Quarles
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Gregory
J. Quarles
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Chief
Executive Officer
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Date:
February 8, 2021
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