Current Report Filing (8-k)
October 02 2020 - 4:31PM
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UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): September 29, 2020
MFA
FINANCIAL, INC.
(Exact name of registrant as specified
in its charter)
Maryland
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1-13991
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13-3974868
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(State
or other jurisdiction
of incorporation
or organization)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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350
Park Avenue, 20th Floor
New
York, New York
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10022
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including
area code: (212) 207-6400
Not Applicable
(Former name or former
address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions(see General Instruction
A.2. below):
¨
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Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title of each class:
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Trading
Symbols:
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Name of each
exchange on which
registered:
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Common Stock, par value $0.01 per share
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MFA
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New York Stock Exchange
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7.50% Series B Cumulative Redeemable Preferred Stock, par value $0.01 per share
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MFA/PB
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New York Stock Exchange
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6.50% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share
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MFA/PC
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New York Stock Exchange
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8.00% Senior Notes due 2042
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MFO
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) and (c) On September 29, 2020,
Kathleen A. Hanrahan, Senior Vice President and Chief Accounting Officer of MFA Financial, Inc. (the “Company”),
and Sunil Yadav, Senior Vice President of the Company, ceased employment with the Company. Effective September 30, 2020,
Stephen D. Yarad, the Company’s Chief Financial Officer since 2010, was also appointed as Chief Accounting Officer of
the Company.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MFA FINANCIAL, INC.
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(REGISTRANT)
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By:
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/s/ Harold E. Schwartz
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Name:Harold E. Schwartz
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Title:Senior Vice President and
General Counsel
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Date: October 2,
2020
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