Current Report Filing (8-k)
November 15 2019 - 8:40AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) November 15, 2019 (November 15, 2019)
Nxt-ID,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
000-54960
|
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46-0678374
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(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
Nxt-ID,
Inc.
1627
U.S. Highway 1
Unit
206
Sebastian,
FL 32958
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (203) 266-2103
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock, par value $0.0001
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NXTD
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The Nasdaq Stock Market LLC
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Item
2.02
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Results
of Operations and Financial Condition.
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On
November 15, 2019, Nxt-ID, Inc. (the “Company”) issued a press release announcing its financial and operational
results for the quarter ended September 30, 2019. The press release is attached hereto as Exhibit 99.1.
The
information contained in this Current Report on Form 8-K (including the exhibits attached hereto) shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated
by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set
forth by specific reference in such a filing.
Forward-Looking
Statements
Exhibit
99.1 contains, and may implicate, forward-looking statements regarding the Company, and includes cautionary statements identifying
important factors that could cause actual results to differ materially from those anticipated.
Item
9.01
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Financial
Statements and Exhibits.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
November 15, 2019
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Nxt-ID,
Inc.
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By:
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/s/
Vincent S. Miceli
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Name:
Vincent S. Miceli
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Title: Chief
Executive Officer
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2
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