Current Report Filing (8-k)
August 29 2019 - 06:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 23, 2019
VAPE HOLDINGS, INC.
(Exact name of registrant as specified in
its charter)
Delaware
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333-163290
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90-0436540
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(State of other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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5304 Derry Ave., Suite C
Agoura Hills, CA 91301
(Address of principal executive office)
1-877-827-3959
(Registrant's telephone number, including
area code)
N/A
(Former name, former address and former
fiscal year, if changed since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a -12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d -2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e -4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company. ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Item
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
Certificate of Designations, Preferences and Rights of Series
D Preferred Stock
On August 23, 2019, the Company approved
and filed a Certificate of Designation with the Delaware Secretary of State of the Series D Preferred Stock (the “Designation”).
The Designation authorizes 1 share of Series D Preferred Stock par value $0.00001 (the “Series D”). There shall be
no additional Series D shares authorized or issued, and the Series D Preferred Stock shall only be held by the then-acting Chief
Executive Officer of the Company, transferable upon the resignation and appointment of this position. All shares of Series D shall
rank pari passu with the rights of the Company’s Common Stock. Except as otherwise expressly required by law,
the holders of Series D Preferred Stock shall be entitled, collectively, to that certain number of total votes equal to 51% of
the shares of Company’s voting stock issued and outstanding on all matters brought before the shareholders of the Company,
regardless of the actual number of shares of Series D Preferred Stock then outstanding. The holder of Series D Preferred Stock
shall only vote in favor of those certain corporate actions which are necessary to the Company’s future, including but not
limited to an increase in authorized common stock and reverse split. The Series D Preferred Stock shall be automatically cancelled
on June 15, 2020 without further action and shall be returned to treasury.
The foregoing description of the
Designation is qualified in its entirety by reference to the complete terms and conditions of the Designation of Series D
Preferred Stock, a copy of which is attached to this Current Report on Form 8-K as Exhibit 3.1, and incorporated by reference
into this Item 5.03
Item
9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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VAPE HOLDINGS, INC.
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Dated: August 29, 2019
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By:
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/s/ Ben Beaulieu
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Ben Beaulieu
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Chief Executive Officer
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