Current Report Filing (8-k)
June 24 2019 - 3:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): June 24, 2019
Diego Pellicer Worldwide, Inc.
(Exact Name of Registrant as Specified
in Charter)
Delaware
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000-55815
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33-1223037
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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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9030 Seward Park Ave S. #501, Seattle,
WA 98118
Registrant’s telephone number,
including area code:
(516) 900-3799
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by
check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
ITEM
4.01 CHANGE IN COMPANY’S CERTIFYING ACCOUNTANT
On June 24, 2019, the Board of
Directors of Diego Pellicer Worldwide, Inc. (
the “Com
pany”) approved the dismissal
of
RBSM LLP. (“RBSM”) as the Company’s independent audit firm and the appointment
of
Hall
& Company CPAs & Consultants, Inc. (“HALL”) as the Company’s
new
independent audit firm for the year ending December 31, 2019, as of June 24, 2019.
Other than
the disclosure of an uncertainty regarding the ability of the Company to continue as a going concern which was included in RBSM’s
report on our financial statements for the years ended December 31, 2018 and December 31, 2017, RBSM’s reports on the financial
statements of the Company did not contain an adverse opinion or a disclaimer of opinion, nor were they qualified or modified as
to uncertainty, audit scope, or accounting principles.
During the years ended
December 31, 2018 and December 31, 2017 and the subsequent interim period preceding RBSM’s dismissal, there were: (i)
no “disagreements” (within the meaning of Item 304(a) of Regulation S-K) with RBSM on any matter of accounting
principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements, if not resolved
to the satisfaction
of
RBSM, would have caused it to make reference to the
subject matter of the disagreements in its reports on the consolidated financial statements of the Company; and (ii) no
“reportable events” (as such term is defined in Item 304(a)(1)(v) of Regulation S-K), except for material
weaknesses in the Company’s internal control over financial reporting as described in the Company’s Annual
Reports on Form 10-K for the years ended December 31, 2018 and December 31, 2017, which have not been corrected as of the
date of this filing.
During the
years ended December 31, 2018 and
December
31, 2017 and the subsequent interim period
preceding HALL’s appointment, neither the Company nor anyone acting on its behalf consulted HALL regarding either: (i) the
application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that
might
be
rendered on the Company’s financial statements, and no written report
or
oral advice was provided to the Company that HALL concluded was an important factor
considered by the Company in reaching a decision as to the accounting, auditing or financial reporting issue; or (ii) any matter
that was the subject of a “
disagreement
” or “
reportable event
” (within the meaning of Item
304(a) of Regulation S-K and Item 304(a)(1)(v) of Regulation S-K, respectively).
The Company
provided a copy of the foregoing disclosures to RBSM on the date of the filing of this report and requested that RBSM furnish it
with a letter addressed to the Securities and Exchange Commission stating whether or not it agrees with the statements in this
Report.
Item 9.01 Financial Statements and
Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
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Diego Pellicer Worldwide, Inc.
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Date: June 24,
2019
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By:
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/s/ Chris Strachan
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Chief Financial Officer
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Diego Pellicer Worldwide (CE) (USOTC:DPWW)
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