Report of Foreign Issuer (6-k)
November 13 2017 - 6:30AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16
OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934
For the month of November, 2017
(Commission File No. 1-14862 )
BRASKEM S.A.
(Exact Name as Specified in its Charter)
N/A
(Translation of registrant's name into English)
Rua Eteno, 1561, Polo Petroquimico de Camacari
Camacari, Bahia - CEP 42810-000 Brazil
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ___X___ Form 40-F ______
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1). _____
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7). _____
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ______ No ___X___
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____.
ATTACHMENT II “B”
CONSOLIDATED FORM
Management and Related Persons’ Trading of Securities Issued by the Company
Article 11 – CVM Instruction #358/2002
In October/2017 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.
Company’s Name:
Braskem S.A.
|
Group and Related Persons
|
( X ) Board of Directors
|
( ) Management
|
( ) Fiscal Council
|
( ) Controlling Shareholders
|
Opening Balance
|
Securities/
Derivatives
|
Securities Characteristics (2)
|
Quantity
|
Interest %
|
Same Type/
Class
|
Total
|
Share
|
Common Share
|
0
|
-
|
-
|
Share
|
Class “A” Preferred Share
|
11,726
|
0.003%
|
0.001%
|
Closing Balance
|
Securities/
Derivatives
|
Securities Characteristics (2)
|
Quantity
|
Interest %
|
Same Type/
Class
|
Total
|
Share
|
Common Share
|
0
|
-
|
-
|
Share
|
Class “A” Preferred Share
|
11,726
|
0.003%
|
0.001%
|
|
|
|
|
|
|
|
ATTACHMENT II “B”
CONSOLIDATED FORM
Management and Related Persons’ Trading of Securities Issued by the Company
Article 11 – CVM Instruction #358/2002
In October/2017, no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.
Company’s Name:
Braskem S.A.
|
Group and Related Persons
|
( ) Board of Directors
|
( X ) Management
|
( ) Fiscal Council
|
( ) Controlling Shareholders
|
Opening Balance
|
Securities/
Derivatives
|
Securities Characteristics (2)
|
Quantity
|
Interest %
|
Same Type/
Class
|
Total
|
Share
|
Common Share
|
0
|
-
|
-
|
Share
|
Class “A” Preferred Share
|
510
|
0.0001%
|
0.0001%
|
Closing Balance
|
Securities/
Derivatives
|
Securities Characteristics (2)
|
Quantity
|
Interest %
|
Same Type/
Class
|
Total
|
Share
|
Common Share
|
0
|
-
|
-
|
Share
|
Class “A” Preferred Share
|
510
|
0.0001%
|
0.0001%
|
|
|
|
|
|
|
|
ATTACHMENT II “B”
CONSOLIDATED FORM
Management and Related Persons’ Trading of Securities Issued by the Company
Article 11 – CVM Instruction #358/2002
In October/2017 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.
Company’s Name:
Braskem S.A.
|
Group and Related Persons
|
( ) Board of Directors
|
( ) Management
|
(X) Fiscal Council
|
( ) Controlling Shareholders
|
Opening Balance
|
Securities/
Derivatives
|
Securities Characteristics (2)
|
Quantity
|
Interest %
|
Same Type/
Class
|
Total
|
Share
|
Common Share
|
0
|
-
|
-
|
Share
|
Class “A” Preferred Share
|
0
|
-
|
-
|
Closing Balance
|
Securities/
Derivatives
|
Securities Characteristics (2)
|
Quantity
|
Interest %
|
Same Type/
Class
|
Total
|
Share
|
Common Share
|
0
|
-
|
-
|
Share
|
Class “A” Preferred Share
|
0
|
-
|
-
|
|
|
|
|
|
|
|
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16
OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934
For the month of November, 2017
(Commission File No. 1-14862 )
BRASKEM S.A.
(Exact Name as Specified in its Charter)
N/A
(Translation of registrant's name into English)
Rua Eteno, 1561, Polo Petroquimico de Camacari
Camacari, Bahia - CEP 42810-000 Brazil
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ___X___ Form 40-F ______
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1). _____
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7). _____
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ______ No ___X___
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____.
ATTACHMENT II “B”
CONSOLIDATED FORM
Management and Related Persons’ Trading of Securities Issued by the Company
Article 11 – CVM Instruction #358/2002
In October/2017 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.
Company’s Name:
Braskem S.A.
|
Group and Related Persons
|
( ) Board of Directors
|
( ) Management
|
( ) Fiscal Council
|
(X) Controlling Shareholders
|
Opening Balance
|
Securities/
Derivatives
|
Securities Characteristics (2)
|
Quantity
|
Interest %
|
Same Type/
Class
|
Total
|
Share
|
Common Share
|
226,334,623
|
50.11%
|
28.39%
|
Share
|
Class “A” Preferred Share
|
79,182,498
|
22.95%
|
9.93%
|
Closing Balance
|
Securities/
Derivatives
|
Securities Characteristics (2)
|
Quantity
|
Interest %
|
Same Type/
Class
|
Total
|
Share
|
Common Share
|
226,334,623
|
50.11%
|
28.39%
|
Share
|
Class “A” Preferred Share
|
79,182,498
|
22.95%
|
9.93%
|
|
|
|
|
|
|
|