Amended Current Report Filing (8-k/a)
November 02 2017 - 6:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 27, 2017
Brocade Communications Systems, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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000-25601
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77-0409517
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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130 Holger Way
San Jose,
CA 95134-1376
(Address of principal executive offices, including zip code)
(408)
333-8000
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined
in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
EXPLANATORY NOTE
On October 30, 2017, Brocade Communications Systems, Inc. (the Company or Brocade) filed a Current Report on Form
8-K
(the Original Form
8-K)
reporting the completion of the sale of its data center switching, routing and analytics business to Extreme Networks, Inc.
(Extreme Networks), pursuant to the terms of the Asset Purchase Agreement, dated October 3, 2017, entered into by the Company and Extreme Networks (the SRA Sale).
The Company is filing this Amendment No. 1 on Form
8-K/A
(the Amendment) to the
Original Form
8-K
to provide the pro forma financial information required by Item 9.01(b) of Form
8-K
that was not filed with the Original Form
8-K.
Except for the foregoing, this Amendment does not amend the Original Form
8-K
in any way and does not modify or update any other disclosures contained in the Original Form
8-K.
Accordingly, this Amendment should be read in conjunction with the
Original Form
8-K.
Item 9.01. Financial Statements and Exhibits
(b) Pro Forma Financial Information.
The unaudited pro forma condensed consolidated statements of operations of the Company for the fiscal nine months ended July 29, 2017 and
for each of the fiscal years ended October 29, 2016, October 31, 2015 and November 1, 2014, and the unaudited pro forma condensed consolidated balance sheet as of July 29, 2017, which give effect to the SRA Sale, are filed as
Exhibit 99.1 to this Current Report on Form
8-K
and are incorporated herein by reference.
(d)
Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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BROCADE COMMUNICATIONS
SYSTEMS, INC.
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By:
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/s/ Ellen A. ODonnell
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Ellen A. ODonnell
Senior Vice
President, General Counsel and Corporate Secretary
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Date: November 1, 2017
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