Amended Statement of Changes in Beneficial Ownership (4/a)
September 22 2017 - 2:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MCKENNEY MICHAEL J
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2. Issuer Name
and
Ticker or Trading Symbol
KADANT INC
[
KAI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
SR. VICE PRESIDENT & CFO
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(Last)
(First)
(Middle)
KADANT INC., ONE TECHNOLOGY PARK DRIVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/10/2017
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(Street)
WESTFORD, MA 01886
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/14/2017
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3/10/2017
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M
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948
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A
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(1)
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19259.009
(2)
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D
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Common Stock
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3/10/2017
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F
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308
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D
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$57.80
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18951.009
(2)
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D
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Common Stock
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3/10/2017
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M
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236
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A
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(3)
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19187.009
(2)
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D
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Common Stock
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3/10/2017
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F
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77
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D
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$57.80
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19110.009
(2)
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D
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Common Stock
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3/10/2017
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M
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809
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A
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(4)
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19919.009
(2)
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D
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Common Stock
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3/10/2017
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F
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263
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D
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$57.80
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19656.009
(2)
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D
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Common Stock
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3/10/2017
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M
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206
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A
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(5)
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19862.009
(2)
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D
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Common Stock
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3/10/2017
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F
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67
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D
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$57.80
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19795.009
(2)
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D
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Common Stock
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3/10/2017
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M
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1202
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A
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(6)
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20997.009
(2)
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D
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Common Stock
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3/10/2017
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F
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391
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D
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$57.80
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20606.009
(2)
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D
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Common Stock
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3/10/2017
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M
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308
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A
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(7)
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20914.009
(2)
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D
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Common Stock
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3/10/2017
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F
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100
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D
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$57.80
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20814.009
(2)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Unit
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$0.0
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3/10/2017
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M
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948
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(1)
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3/10/2017
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Common Stock
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948.0
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$0
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0
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D
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Restricted Stock Unit
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$0.0
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3/10/2017
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M
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236
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(3)
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3/10/2017
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Common Stock
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236.0
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$0
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0
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D
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Restricted Stock Unit
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$0.0
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3/10/2017
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M
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809
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(4)
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3/10/2018
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Common Stock
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809.0
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$0
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809
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D
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Restricted Stock Unit
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$0.0
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3/10/2017
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M
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206
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(5)
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3/10/2018
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Common Stock
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206.0
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$0
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206
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D
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Restricted Stock Unit
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$0.0
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3/10/2017
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M
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1202
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(6)
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3/31/2019
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Common Stock
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1202.0
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$0
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2402
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D
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Restricted Stock Unit
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$0.0
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3/10/2017
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M
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308
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(7)
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3/31/2019
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Common Stock
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308.0
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$0
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616
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D
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Explanation of Responses:
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(1)
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The shares represent the partial settlement under a performance-based RSU award granted March 5, 2014. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
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(2)
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This amendment has been filed to correct the total amount of securities beneficially owned following reported transactions, reported in Column 5 in Table I. In all other respects, the report is unchanged.
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(3)
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The shares represent the partial settlement under a time-based RSU award granted March 5, 2014. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
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(4)
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The shares represent the partial settlement under a performance-based RSU award granted March 9, 2015. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
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(5)
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The shares represent the partial settlement under a time-based RSU award granted March 9, 2015. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
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(6)
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The shares represent the partial settlement under a performance-based RSU award granted March 8, 2016. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
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(7)
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The shares represent the partial settlement under a time-based RSU award granted March 8, 2016. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MCKENNEY MICHAEL J
KADANT INC.
ONE TECHNOLOGY PARK DRIVE
WESTFORD, MA 01886
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SR. VICE PRESIDENT & CFO
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Signatures
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by Melodie T. Morin for Michael J. McKenney
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9/22/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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