Amended Statement of Ownership (sc 13g/a)
August 10 2017 - 11:25AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #3
Under the Securities and Exchange Act of 1934
Neff Corp.-
CL A
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
640094207
(CUSIP Number)
July 31, 2017
(Date
of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-2(c)
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be
filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
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1)
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Name of
Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Ameriprise Financial, Inc.
IRS No. 13-3180631
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2)
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒*
* This filing describes the reporting
persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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3)
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SEC Use Only
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4)
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Citizenship or Place of
Organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5)
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Sole Voting Power
0
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6)
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Shared Voting Power
30
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7)
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Sole Dispositive Power
0
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8)
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Shared Dispositive Power
30
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
30
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10)
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
Not Applicable
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11)
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Percent of Class Represented by Amount
In Row (9)
0.00%
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12)
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Type of Reporting Person
HC
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CUSIP NO.
640094207
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1)
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Name of
Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Columbia Management Investment Advisers, LLC
IRS
No. 41-1533211
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2)
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒*
* This filing describes the reporting
persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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3)
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SEC Use Only
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4)
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Citizenship or Place of
Organization
Minnesota
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5)
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Sole Voting Power
0
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6)
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Shared Voting Power
30
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7)
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Sole Dispositive Power
0
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8)
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Shared Dispositive Power
30
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
30
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10)
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
Not Applicable
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11)
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Percent of Class Represented by Amount
In Row (9)
0.00%
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12)
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Type of Reporting Person
IA
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CUSIP NO.
640094207
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1)
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Name of
Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Columbia Small Cap Value Fund II
IRS
No. 01-0656226
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2)
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒*
* This filing describes the reporting
persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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3)
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SEC Use Only
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4)
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Citizenship or Place of
Organization
Massachusetts
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5)
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Sole Voting Power
0
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6)
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Shared Voting Power
0
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7)
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Sole Dispositive Power
0
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8)
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Shared Dispositive Power
0
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
0
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10)
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
Not Applicable
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11)
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Percent of Class Represented by Amount
In Row (9)
0.00%
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12)
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Type of Reporting Person
IV
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1(a)
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Name of Issuer:
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Neff Corp.- CL A
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1(b)
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Address of Issuers Principal
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3750 N.W. 87th Avenue, Suite 400
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Executive Offices:
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Miami, FL 33178
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2(a)
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Name of Person Filing:
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(a) Ameriprise Financial, Inc. (AFI)
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(b) Columbia Management Investment Advisers, LLC (CMIA)
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(c) Columbia Small Cap Value Fund II (Fund)
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2(b)
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Address of Principal Business Office:
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(a) Ameriprise Financial, Inc.
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145 Ameriprise Financial Center
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Minneapolis, MN 55474
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(b) 225 Franklin St.
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Boston, MA 02110
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(c) 225 Franklin St.
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Boston, MA 02110
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2(c)
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Citizenship:
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(a) Delaware
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(b) Minnesota
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(c) Massachusetts
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2(d)
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Title of Class of Securities:
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Common Stock
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2(e)
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Cusip Number:
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640094207
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3
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Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
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(a) Ameriprise
Financial, Inc.
A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
(b) Columbia Management Investment Advisers, LLC
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(c) Columbia Small Cap Value Fund II
An investment company in accordance with Rule 13d-1(b)(1)(ii)(D).
4
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Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
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CMIA and AFI do not directly own any shares of Common Stock of the issuer. As the investment
adviser to the Fund and various other unregistered and registered investment companies and other managed accounts, CMIA may be deemed to beneficially own the shares reported herein.
As the parent holding company of CMIA, AFI may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares
reported herein by AFI include those shares separately reported herein by CMIA.
Each of AFI and CMIA, and the subsidiaries identified on
the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.
5
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Ownership of 5% or Less of a Class:
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If this statement is being filed to report the fact as of
the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following (X).
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Ownership of more than 5% on Behalf of Another Person: Not Applicable
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7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
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AFI: See Exhibit I
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Identification and Classification of Members of the Group:
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Not Applicable
9
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Notice of Dissolution of Group:
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Not Applicable
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in
connection with or as a participant in any transaction having such purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: August 9, 2017
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Ameriprise Financial, Inc.
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By:
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Amy K. Johnson
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Name: Amy K. Johnson
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Title: Senior Vice President and Chief
Operating Officer-Asset Management
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Columbia Management Investment
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Advisers, LLC
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By:
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Amy K. Johnson
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Name: Amy K. Johnson
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Title: Managing Director and
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Global Head of Operations
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Columbia Small Cap Value Fund II
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By:
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Paul Goucher
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Name: Paul Goucher
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Title: Senior Vice President and
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Assistant Secretary
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Contact Information
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Mark D. Braley
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Vice President
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Head of Reporting and Data Management|
Global
Operations and Investor Services
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Telephone: (617) 747-0663
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Exhibit Index
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Exhibit I
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Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
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Exhibit II
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Joint Filing Agreement
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