Current Report Filing (8-k)
July 12 2017 - 4:58PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): July 12, 2017
CATALYST PHARMACEUTICALS, INC.
(Exact Name Of Registrant As Specified In Its Charter)
|
|
|
|
|
Delaware
|
|
001-33057
|
|
76-0837053
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S. Employer
Identification No.)
|
|
|
355 Alhambra Circle
Suite 1250
Coral Gables,
Florida
|
|
33134
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Registrants telephone number, including area code: (305)
420-3200
Not Applicable
Former Name or Former address, if changed since last report
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule
14d-2(b)
under the Exchange Act (17
CFR240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
Chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging Growth Company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
On July 12, 2017, Catalyst Pharmaceuticals, Inc. (the
Company
)
filed a shelf Registration Statement on Form
S-3
(
Registration Statement
). The Registration Statement is a universal shelf that will allow the Company to issue up to $150 million of its
securities in offerings of the Companys common stock, preferred stock, warrants to purchase common stock, or debt securities (including debt securities that may be convertible or exchangeable for common stock or other securities). The terms of
sales of any such securities will be at prices and on such terms as are set forth on one or more prospectus supplements to the Registration Statement that will be filed with the Securities and Exchange Commission (
SEC
) in advance
of any such sales. The Company has filed the Registration Statement so that it is in a position to raise capital in the future. However, the Company has no current plans to make any sales of the securities being registered pursuant to the
Registration Statement.
The Registration Statement has not yet been declared effective by the SEC, and none of the securities being registered in the
Registration Statement may be offered for sale or sold until the Registration Statement has become effective. Any offer of the securities being registered in the Registration Statement will be solely by means of a prospectus included in the
Registration Statement and any prospectus supplement that may be issued with respect to any such future offerings. You may obtain copies of the Registration Statement by visiting the Investor Relations section of the Companys
website,
www.catalystpharma.com
, or by visiting the SECs website,
www.sec.gov
.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
|
|
|
Catalyst Pharmaceuticals, Inc.
|
|
|
By:
|
|
/s/ Alicia Grande
|
|
|
Alicia Grande
|
|
|
Vice President, Treasurer and CFO
|
Dated: July 12, 2017
3
Catalyst Pharmaceuticals (NASDAQ:CPRX)
Historical Stock Chart
From Aug 2024 to Sep 2024
Catalyst Pharmaceuticals (NASDAQ:CPRX)
Historical Stock Chart
From Sep 2023 to Sep 2024