Current Report Filing (8-k)
June 22 2017 - 1:18PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 20, 2017
UBIQUITY,
INC.
(Exact
name of registrant as specified in its charter)
Nevada
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000-55288
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99-0371375
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(State
or other jurisdiction
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(Commission
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(IRS
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
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9801
Research Drive, Irvine, California 92618
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code:
(949) 489-7600
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
Appointment
of Interim Chief Executive Officer
Effective
June 20, 2017, Mr. Christopher Carmichael was appointed interim Chief Executive Officer of the Company. Mr. Carmichael replaces
Nicholas Mitsakos who resigned in August of 2016.
Mr.
Carmichael’s employment agreement reflects similar terms as has been previously disclosed.
Mr.
Carmichael was the President and Chief Executive Officer of Ubiquity Broadcasting Corporation (Ubiquity, Inc) from May 20, 2009
to June 9, 2016. On September 30, 2006, Mr. Carmichael was employed by Ubiquity Holdings to be the Creative Director, and when
Ubiquity Holdings became Ubiquity Broadcasting Corporation in February of 2007 he remained as the Creative director until taking
the position of President and CEO. Mr. Carmichael was the United States Surfing Champion from 1969 through 1971 and became a premier
apparel designer in the United States, while working in marketing and film production. Mr. Carmichael is frequently described
as a visionary. He was voted one of the Top Ten designers of Men’s Apparel in the United States, in Sports Style Magazine
published by Fairchild Publications in 1983, and is an expert in design, marketing, and distribution. Mr. Carmichael has extensive
experience in the film industry, working for numerous television shows while working with Grammy and Emmy Award winning artists
and producers such as Steve Sabol at NFL Films. He has produced several television commercials and in 1978, he won a “Clio”
award for an RC Cola Commercial. Mr. Carmichael turned his attention to the internet industry in early 1997. Early on he realized
the need for design and technology innovation, he invented the “Sprocket” and coauthored the company’s other
patents such as “Compression,” “Lifestyle Portal,” “Immersive Advertising,” and “B2B,”
to name a few.
Item
8.01. Other Events
On
June 22, 2017, the Company issued a press release. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated
in this Item 8.01 by reference.
Item
9.01. Financial Statements and Exhibits
(d)
Exhibits
99.1
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Press
release, dated June 22, 2017.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
June 22, 2017
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UBIQUITY,
INC.
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By:
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/s/
Brenden Garrison
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Brenden
Garrison,
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Chief
Financial Officer
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