UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 11-K

 

 

(Mark One)

ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2016

OR

 

TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                      to                     

Commission file number: 1-32258

 

 

 

A.

Full title of the plans and the address of the plans, if different from that of the issuer named below:

RAI 401k Savings Plan

 

B.

Name of issuer of the securities held pursuant to the plans and the address of its principal executive office:

Reynolds American Inc.

401 North Main Street

Winston-Salem, NC 27101

 

 

 

 


 

 

REQUIRED INFORMATION

 

1.

Not applicable.

2.

Not applicable.

3.

Not applicable.

4.

The RAI 401k Savings Plan is subject to the requirements of the Employee Retirement Income Security Act of 1974, referred to as ERISA. A copy of the most recent audited financial statements and supplemental schedules, as required, of the RAI 401k Savings Plan prepared in accordance with the financial reporting requirements of ERISA, is attached as Exhibit 99.1 to this report.

 

Exhibits:

 

 

23.1

 

Consent of KPMG LLP.

99.1

 

Audited financial statements and supplemental schedules of the RAI 401k Savings Plan for the years ended December 31, 2016 and 2015.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

SIGNATURE

The Plan . Pursuant to the requirements of the Securities Exchange Act of 1934, the trustee (or other persons who administer the employee benefit plans) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

      RAI 401k Savings Plan

 

 

 

 

Date: June 21, 2017

 

 

/s/ Constantine E. Tsipis

 

 

 

Constantine E. Tsipis

 

 

 

Secretary, RAI Employee Benefits Committee

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

EXHIBIT INDEX

 

Exhibits

 

 

23.1

 

Consent of KPMG LLP.

99.1

 

Audited financial statements and supplemental schedules of the RAI 401k Savings Plan for the years ended December 31, 2016 and 2015.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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