Current Report Filing (8-k)
June 20 2017 - 5:18PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
Current
Report
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): June 20, 2017
hopTo
Inc.
(Exact
Name of Registrant as Specified in Charter)
Delaware
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0-21683
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13-3899021
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(State
or Other Jurisdiction
of
Incorporation)
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Commission
File Number
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(IRS
Employer
Identification
No.)
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6
Loudon Road, Suite 200
Concord,
NH
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03301
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (800) 472-7466
51
E. Campbell Avenue, Suite 128
Campbell,
CA
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
7.01
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Regulation
FD Disclosure.
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As
previously disclosed in its SEC filings including its most recent quarterly report on Form 10-Q, hopTo Inc. (the “Company,”
“we”, or “our”) believes that we may be able to extract value from certain intellectual property assets
and are currently working to do so. Also as previously disclosed, although there is no certainty as to timing or success of these
efforts to extract value from these assets, and stockholders should not place any significant reliance on the outcome of such
efforts unless and until definitive agreements are reached, this may include the sale of certain of our hopTo software products,
the sale of patents, and the monetization of the GO-Global business or some combinations of these transactions.
Subject
to the foregoing caveats, and although no definitive agreements have been entered and it is possible that no sale will occur,
a sale of a portion of our patents that are being brokered by Aqua Licensing LLC is probable. Shareholders should not make any
assumptions as to the value of the probable sale or other terms of sale.
The
information contained in this Item 7.01 of this Current Report on Form 8-K shall not be deemed to be “filed” for the
purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to liability under Section 18 of the Exchange Act. Furthermore, the information contained in this Item 7.01 shall not be deemed
to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in any such filing.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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hopTo
Inc.
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Dated:
June 20, 2017
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By:
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/s/
Jean-Louis Casabonne
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Jean-Louis
Casabonne
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Chief
Financial Officer, Secretary
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