Current Report Filing (8-k)
June 20 2017 - 4:47PM
Edgar (US Regulatory)
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United
States Securities And Exchange Commission
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
June 15, 2017
ISORAY, INC.
(Exact name of registrant as specified in
its charter)
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Minnesota
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001-33407
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41-1458152
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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350 Hills Street, Suite 106, Richland,
Washington 99354
(Address of principal executive offices)
(Zip Code)
(509) 375-1202
(Registrant's telephone number)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
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ITEM 5.07
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Submission of Matters to a Vote of Security Holders
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On June 15, 2017, IsoRay, Inc. (“IsoRay”
or the “Company”) held a Special Meeting of Shareholders, where four proposals were voted on. The proposals are described
in detail in IsoRay’s definitive proxy statement filed with the Securities and Exchange Commission on May 17, 2017. Of the
55,076,484 common and preferred shares outstanding and entitled to vote at the Annual Meeting, 31,619,660 common and preferred
shares (or 57.41%), constituting a quorum, were represented in person or by proxy at the Annual Meeting.
The final voting results on each proposal
are set forth below.
Proposal 1
. The shareholders did
not approve the Company’s 2014 Employee Stock Option Plan. The votes on this proposal were:
For
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Against
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Abstain
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Broker Non-Votes
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13,825,962
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6,330,865
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200,875
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11,261,958
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Proposal 2
. The shareholders did
not approve the stock options granted under the Company’s 2014 Employee Stock Option Plan. The votes on this proposal were:
For
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Against
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Abstain
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Broker Non-Votes
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13,728,825
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6,429,834
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199,043
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11,261,958
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Proposal 3
. The shareholders approved
the Company’s 2017 Equity Incentive Plan. The votes on this proposal were:
For
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Against
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Abstain
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Broker Non-Votes
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16,373,761
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3,747,730
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236,211
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11,261,958
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Proposal 4
. The shareholders ratified
the appointment of DeCoria, Maichel & Teague, P.S. as IsoRay’s independent registered public accounting firm for the
fiscal year ending June 30, 2018. The votes on this proposal were:
For
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Against
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Abstain
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Broker Non-Votes
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29,749,745
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1,698,613
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171,302
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0
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SIGNATURES
In accordance with
the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned, hereunto duly authorized.
Dated: June 20, 2017
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IsoRay, Inc., a Minnesota corporation
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By:
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/s/ Thomas C. LaVoy
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Thomas C. LaVoy, CEO
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