UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form SD

 

SPECIALIZED DISCLOSURE REPORT

 

LIGHTING SCIENCE GROUP CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

Commission file number: 0-20354

 

 

   

Delaware

23-2596710

(State or other jurisdiction of incorporation)

(I.R.S. Employer Identification Number)

   

1350 Division Road, Suite 204

West Warwick, RI

02893

(Address of principal executive office)

(Zip Code)

 

Denis M. Murphy

Executive Vice President and Chief Financial Officer

(321) 779-55 20

(Name and telephone number, including area code, of the person to contact in connection with this report)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.

 

 



 

 
 

 

 

Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

Conflict Minerals Disclosure

 

The Conflict Minerals Report for the calendar year ended December 31, 2016, filed herewith as Exhibit 1.01, is publicly available at https://www.lsgc.com/pages/corporate-governance .

 

Item 1.02 Exhibit

 

As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflicts Minerals Report as Exhibit 1.01 to this report.

 

Section 2 – Exhibits

 

Item 2.01 Exhibits

 

The following Exhibit is filed as part of this report:

 

Exhibit 1.01 – Conflict Minerals Report of Lighting Science Group Corporation for the Reporting Period January 1, 2016 to December 31, 2016

 

 
 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

 

LIGHTING SCIENCE GROUP CORPORATION
(Registrant)

 

 

 

 

 

Date: May 26, 2017

 

By

/s/ Denis M. Murphy

      Denis M. Murphy

 

 

 

Executive Vice President and

Chief Financial Officer

 

 
 

 

 

Exhibit Index

 

Exhibit 1.01

Conflict Minerals Report of Lighting Science Group Corporation for the Reporting Period January 1, 2016 to December 31, 2016

 

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