Notice by Closed-end Investment Companies of Intention to Call or Redeem Their Own Securities (n-23c-2)
May 25 2017 - 4:43PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
NOTICE OF
INTENTION TO REDEEM SECURITIES PURSUANT TO RULE
23C-2
UNDER THE INVESTMENT COMPANY ACT OF
1940
File
No. 814-00736
PENNANTPARK INVESTMENT CORPORATION
(Name of Registrant)
590 Madison
Avenue
15th Floor
New York, NY 10022
(Address of Principal Executive Offices)
The undersigned
hereby notifies the Securities and Exchange Commission (the Commission) that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of
Rule 23c-2
under the Investment Company Act of 1940, as amended.
(1)
|
Title of the class of securities of PennantPark Investment Corporation (the Company) to be redeemed:
|
6.25% Senior Notes due 2025 (CUSIP: 708062302) (the Notes)
(2)
|
Date on which the securities are to be redeemed:
|
The Notes will be redeemed June 29,
2017.
(3)
|
Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:
|
The Notes are to be redeemed pursuant to (i) Article Eleven of the Companys base indenture governing the Notes, dated as of
January 22, 2013 (the Base Indenture), between the Company and American Stock Transfer & Trust Company, LLC, as trustee, and (ii) Section 1.01(h) of the First Supplemental Indenture, dated as of January 22, 2013,
between the Company and American Stock Transfer & Trust Company, LLC, as trustee (the First Supplemental Indenture).
(4)
|
The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected:
|
The Company will redeem 100% of the outstanding Notes ($71,250,000 aggregate principal amount) pursuant to the terms of the Base Indenture and
the First Supplemental Indenture.
SIGNATURE
Pursuant to the requirements of
Rule 23c-2
under the Investment Company Act of 1940, as amended,
the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 25
th
day of May, 2017.
|
|
|
|
|
PENNANTPARK INVESTMENT CORPORATION
|
|
|
By:
|
|
/s/ Aviv Efrat
|
|
|
Name:
|
|
Aviv Efrat
|
|
|
Title:
|
|
Chief Financial Officer
|
PennantPark Investment (NASDAQ:PNNT)
Historical Stock Chart
From Aug 2024 to Sep 2024
PennantPark Investment (NASDAQ:PNNT)
Historical Stock Chart
From Sep 2023 to Sep 2024