Specialized Disclosure Report (sd)
May 16 2017 - 10:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
XEROX CORPORATION
(Exact name of registrant as specified in its charter)
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New York
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001-04471
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16-0468020
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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P. O. Box 4505
45 Glover Avenue
Norwalk, Connecticut
06856-4505
Registrants telephone number, including area code: (203) 968-3000
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box to
indicate the rule pursuant to which this form is being filed and provide the period to which the information in this form applies:
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
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Section 1 Conflicts Minerals Disclosure
Items 1.01 and 1.02 Conflicts Minerals Disclosure and Report, Exhibit
This Form SD and the Conflict Minerals Report, filed as Exhibit 1.01 hereto, are publicly available on our website under Supplier GovernanceConflict
Minerals at
www.xerox.com/en-us/about/supplier-relations/governance
as well as the SECs EDGAR database at
www.sec.gov
. The content of any website referred to in this Form SD is included for general information only and is not
incorporated by reference in this Form SD.
Xerox (Xerox) is a leading enterprise for document management solutions. In 2016, its two largest operating
segments were Business Process Outsourcing and Document Technology. Xeroxs products included but were not limited to multifunction printers/copiers, scanners, and multifunction/all in one printers, digital printing equipment, production
printers & digital presses, continuous feed printers, wide format printers and consumables (e.g., toner cartridges), ticket vending machines, parking payment stations, automated coin machines, in-vehicle units and media information
displays. Effective January 1, 2017, Xerox completed the separation of Xeroxs former Business Process Outsourcing business into an independent publicly-traded company (Conduent Inc.). Because Xeroxs former Business Process
Outsourcing business operated through subsidiaries of Xerox for the entire 2016 reporting period, this report reflects efforts undertaken by Xerox in 2016, including Xeroxs former Business Process Outsourcing business and Document Technology
segment.
Section 2 Exhibits
Item 2.01 Exhibits
Exhibit 1.01Conflict
Minerals Report for the reporting period January 1, 2016 to December 31, 2016 as required by Items 1.01 and 1.02 of this Form.
Forward Looking Statements
This
Specialized Disclosure Report on Form SD and any exhibits to this Report may contain forward-looking statements as defined in the Private Securities Litigation Reform Act of 1995. These forward-looking statements and other information
are based on our beliefs as well as assumptions made by us using information currently available. The words anticipate, believe, estimate, expect, intend, will,
should and similar expressions, as they relate to us, are intended to identify forward-looking statements. Such forward-looking statements, because they relate to future events, are by their very nature subject to many important factors
that could cause actual results to differ materially from those contemplated in this Report and any exhibits to this Report. These factors include, but are not limited to: our ability to address our business challenges in order to reverse revenue
declines, reduce costs and increase productivity so that we can invest in and grow our business; changes in economic conditions, political conditions, trade protection measures, licensing requirements and tax laws in the United States and in the
foreign countries in which we do business; changes in foreign currency exchange rates; our ability to successfully develop new products, technologies and service offerings and to protect our intellectual property rights; the risk that multi-year
contracts with governmental entities could be terminated prior to the end of the contract term and that civil or criminal penalties and administrative sanctions could be imposed on us if we fail to comply with the terms of such contracts and
applicable law; the risk that partners, subcontractors and software vendors will not perform in a timely, quality manner; actions of competitors and our ability to promptly and effectively react to changing technologies and customer expectations;
our ability to obtain adequate pricing for our products and services and to maintain and improve cost efficiency of operations, including savings from restructuring actions; the risk that individually identifiable information of customers, clients
and employees could be inadvertently disclosed or disclosed as a result of a breach of our security systems; reliance on third parties, including subcontractors, for manufacturing of products and provision of services; our ability to manage changes
in the printing environment and markets and expand equipment placements; interest rates, cost of borrowing and access to credit markets; funding requirements associated with our employee pension and retiree health benefit plans; the risk that our
operations and products may not comply with applicable worldwide regulatory requirements, particularly environmental regulations and directives and anti-corruption laws; the outcome of litigation and regulatory proceedings to which we may be a
party; the risk that we do not realize all of the expected strategic and financial benefits from the separation and spin-off of our Business Process Outsourcing business; and other factors that are set forth in the Risk Factors section,
the Legal Proceedings section, the Managements Discussion and Analysis of Financial Condition and Results of Operations section and other sections of our Quarterly Report on Form 10-Q for the quarter ended
March 31, 2017 and our 2016 Annual Report on Form 10-K filed with the Securities and Exchange Commission as well as in our Current Reports on Form 8-K. Xerox assumes no obligation to update any forward-looking statements as a result of new
information or future events or developments, except as required by law.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
duly authorized.
Date: April 12, 2017
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XEROX CORPORATION
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By:
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/s/ Yehia Maaty Omar
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Yehia Maaty Omar
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Senior Vice President
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3
EXHIBIT INDEX
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Exhibit
Number
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Description
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1.01
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Conflict Minerals Report for the reporting period January 1, 2016 to December 31, 2016
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