Securities Registration (section 12(b)) (8-a12b)
May 09 2017 - 4:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Barclays PLC
(Exact name of Registrant as Specified in Its Charter)
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England
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13-4942190
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(State of Incorporation or Organization)
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(I.R.S. Employer Identification No.)
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1 Churchill Place, London, United Kingdom
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E14 5HP
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(Address of Principal Executive Office)
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(Zip Code)
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
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If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
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Securities Act registration statement file number to which this form relates:
No. 333-216377
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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4.836% Fixed Rate Subordinated Notes due 2028
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The New York Stock Exchange
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Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
The Registrant has filed with the Securities and Exchange Commission (the Commission) pursuant to Rule 424(b) under the
Securities Act of 1933 (Rule 424(b)) a prospectus dated March 1, 2017 (the Prospectus) and a prospectus supplement dated May 2, 2017 (the Prospectus Supplement) relating to the Securities (as
defined below) registered hereunder included in the Registrants automatic shelf Registration Statement on
Form F-3 ASR
(File
No. 333-216377),
which
became automatically effective on March 1, 2017. The Registrant incorporates by reference the Prospectus and the Prospectus Supplement to the extent set forth below.
Item 1.
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Description of Registrants Securities to be Registered.
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This registration
statement relates to $2,000,000,000 aggregate principal amount of 4.836% Fixed Rate Subordinated Notes due 2028, issued by the Registrant (collectively, the Securities). Reference is made to the information set forth (i) under
the heading Description of Debt Securities in the Prospectus and (ii) under the headings Description of Subordinated Notes and U.S. Federal Income Tax Considerations in the Prospectus Supplement, which
information is incorporated herein by reference.
Pursuant to the Instructions as to Exhibits with respect to
Form 8-A,
the following exhibits are being filed with the Commission in connection with this Registration Statement:
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4.1
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Dated Subordinated Debt Securities Indenture, between the Registrant and The Bank of New York Mellon, as Trustee, dated as of May 9, 2017 (incorporated by reference to the Current Report on Form
6-K
(Film No. 17826053), filed by the Registrant with the Securities and Exchange Commission on May 9, 2017).
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4.2
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Officers Certificate of Barclays PLC pursuant to Sections 1.02, 3.01 and 3.03 of the Dated Subordinated Debt Securities Indenture, dated as of May 9, 2017 (incorporated by reference to the Current Report on Form
6-K
(Film No. 17826053), filed by the Registrant with the Securities and Exchange Commission on May 9, 2017).
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4.3
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Form of Global Security for the 4.836% Fixed Rate Subordinated Notes due 2028 (included in Exhibit 4.2).
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99.1
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Prospectus and Prospectus Supplement (incorporated herein to the extent provided above by reference to the Registrants filings under the Registration Statement on
Form F-3 ASR
(File No. 333-216377) and Rule 424(b) filed with the Commission on March 1, 2017 and May 4, 2017, respectively).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereunto duly authorized.
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BARCLAYS PLC
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(Registrant)
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Date: May 9, 2017
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By:
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/s/ Miray Muminoglu
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Name:
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Miray Muminoglu
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Title:
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Managing Director, Capital Markets Execution
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EXHIBIT INDEX
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Exhibit
No.
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Description of Exhibit
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4.1
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Dated Subordinated Debt Securities Indenture, between the Registrant and The Bank of New York Mellon, as Trustee, dated as of May 9, 2017 (incorporated by reference to the Current Report on Form
6-K
(Film No. 17826053), filed by the Registrant with the Securities and Exchange Commission on May 9, 2017).
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4.2
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Officers Certificate of Barclays PLC pursuant to Sections 1.02, 3.01 and 3.03 of the Dated Subordinated Debt Securities Indenture, dated as of May 9, 2017 (incorporated by reference to the Current Report on Form
6-K
(Film No. 17826053), filed by the Registrant with the Securities and Exchange Commission on May 9, 2017).
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4.3
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Form of Global Security for the 4.836% Fixed Rate Subordinated Notes due 2028 (included in Exhibit 4.2).
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99.1
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Prospectus and Prospectus Supplement (incorporated herein to the extent provided above by reference to the Registrants filings under the Registration Statement on
Form F-3 ASR
(File No. 333-216377) and Rule 424(b) filed with the Commission on March 1, 2017 and May 4, 2017, respectively).
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