Current Report Filing (8-k)
March 14 2017 - 6:06AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
March 13, 2017
SUNWORKS,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-36868
|
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01-0592299
|
(State
or other jurisdiction of
incorporation
or organization)
|
|
(Commission
File
Number)
|
|
IRS
Employer
Identification
No.)
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1030
Winding Creek Road, Suite 100
Roseville,
CA 95678
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95678
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
(805)
690-9000
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
7.01 Regulation FD Disclosure
Sunworks,
Inc. (the “Company”) has made available a presentation about the Company’s business, a copy of which is filed
as Exhibit 99.1 to this Current Report on Form 8-K (the “Report”) and is hereby incorporated by reference.
The information contained in the presentation is summary information that should be considered in the context of the Company’s
filings with the SEC and other public announcements the Company may make by press release or otherwise from time to time. The
presentation speaks as of the date of this Report. While the Company may elect to update the presentation in the future to reflect
events and circumstances occurring or existing after the date of this Report, the Company specifically disclaims any obligation
to do so.
The
presentation contains forward-looking statements, and as a result, investors should not place undue reliance on these forward-looking
statements.
The
information set forth in this Report, including without limitation the presentation, is not deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference
in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as may be expressly set forth by specific
reference in such a filing.
tem
9.01 Financial Statements and Exhibits.
(d) Exhibits.
The
exhibits listed in the following Exhibit Index are filed as part of this Report.
Exhibit
No.
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Description
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99.1
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Sunworks,
Inc. presentation dated March 2017
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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SUNWORKS,
INC.
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|
|
|
Date:
March 13, 2017
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By:
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/s/
James B. Nelson
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Name:
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James
B. Nelson
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|
Title:
|
Chief
Executive Officer
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