UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934*

ZTO Express (Cayman) Inc.

(Name of Issuer)

Class A ordinary shares, par value of $0.0001 per share

(Title of Class of Securities)

G9897K 105

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

1

Names of Reporting Persons
Jianfa Lai

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

3

SEC Use Only

 

4

Citizenship or Place of Organization
People’s Republic of China

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

6

Shared Voting Power
66,000,000 ordinary shares. See Item 4.

7

Sole Dispositive Power
375,000 ordinary shares. See Item 4.

8

Shared Dispositive Power
66,000,000 ordinary shares. See Item 4.

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
66,375,000 ordinary shares. See Item 4.

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

11

Percent of Class Represented by Amount in Row (9)
9.2%. See Item 4.

 

12

Type of Reporting Person
IN

 

2



 

 

1

Names of Reporting Persons
Zto Ljf Holding Limited

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

3

SEC Use Only

 

4

Citizenship or Place of Organization
British Virgin Islands

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

6

Shared Voting Power
66,000,000 ordinary shares. See Item 4.

7

Sole Dispositive Power
0

8

Shared Dispositive Power
66,000,000 ordinary shares. See Item 4.

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
66,000,000 ordinary shares. See Item 4.

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

11

Percent of Class Represented by Amount in Row (9)
9.2%. See Item 4.

 

12

Type of Reporting Person
CO

 

3



 

Item 1(a).                   Name of Issuer :

 

ZTO Express (Cayman) Inc.

 

Item 1(b).                   Address of Issuer’s Principal Executive Offices :

 

Building One, No. 1685 Huazhi Road

Qingpu District, Shanghai, 201708
People’s Republic of China

 

Item 2(a).                   Name of Person Filing :

 

Jianfa Lai

 

Zto Ljf Holding Limited

 

Item 2(b).                   Address of Principal Business Office, or, if none, Residence :

 

Jianfa Lai

Building One, No. 1685 Huazhi Road

Qingpu District, Shanghai, 201708
People’s Republic of China

 

Zto Ljf Holding Limited

Sertus Chambers, P.O. Box 905

Quastisky Building, Road Town

Tortola, British Virgin Islands

 

Item 2(c).                    Citizenship :

 

Jianfa Lai — People’s Republic of China

 

Zto Ljf Holding Limited — British Virgin Islands

 

Item 2(d).                   Title of Class of Securities :

 

Class A ordinary shares, par value of $0.0001 per share (the “Class A Ordinary Shares”)

 

Item 2(e).                    CUSIP No .:

 

G9897K 105

 

Item 3.                                  If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d -2(b) or (c), check whether the persons filing is a:

 

Not applicable

 

4



 

Item 4.                                  Ownership

 

The following information with respect to the ownership of the Class A Ordinary S hares by each of the reporting persons is provided as of December 31, 2016:

 

Reporting Person

 

Amount
beneficially
owned:

 

Percent of
class:
(1)

 

Sole power to vote
or direct the vote:

 

Shared
power to
vote or to
direct the
vote:

 

Sole power to
dispose or to
direct the
disposition of:

 

Shared power
to dispose or
to direct the
disposition of:

 

Jianfa Lai

 

66,375,000

(2)

9.2

%

0

 

66,000,000

(2)

375,000

(2)

66,000,000

(2)

Zto Ljf Holding Limited

 

66,000,000

(3)

9.2

%

0

 

66,000,000

(3)

0

 

66,000,000

(3)

 


(1)          The percentage of the class of securities beneficially owned by each reporting person is based on 720,564,604 outstanding ordinary shares as a single class, being the sum of 514,464,604 Class A Ordinary Shares (excluding 10,841,836 Class A Ordinary Shares issued and reserved for the purpose of the Issuer’s employee share holding platform, all shareholder rights attaching to which shares have been waived by the holder thereof) and 206,100,000 Class B ordinary shares, par value of $0.0001 per share, of the Issuer (“Class B Ordinary Shares”) outstanding as of December 31, 2016, assuming conversion of all Class B Ordinary Shares into Class A Ordinary Shares.

 

(2)          Includes (i) 66,000,000 Class A Ordinary Shares held by Zto Ljf Holding Limited and (ii) 375,000 Class A Ordinary Shares held by Zto Es Holding Limited. Mr. Jianfa Lai is the sole director of Zto Ljf Holding Limited. Mr. Jianfa Lai has the power to direct the disposition of those 375,000 Class A Ordinary Shares held by Zto Es Holding Limited.

 

(3)          66,000,000 Class A Ordinary Shares held by Zto Ljf Holding Limited.

 

Item 5.                                  Ownership of Five Percent or Less of a Class

 

Not applicable

 

Item 6.                                  Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable

 

Item 7.                                  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable

 

Item 8.                                  Identification and Classification of Members of the Group

 

Not applicable

 

Item 9.                                  Notice of Dissolution of Group

 

Not applicable

 

Item 10.                           Certifications

 

Not applicable

 

5



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:  February 14, 2017

 

 

 

 

 

Jianfa Lai

/s/ Jianfa Lai

 

 

 

 

 

 

Zto Ljf Holding Limited

By:

/s/ Jianfa Lai

 

Name:

Jianfa Lai

 

Title:

Director

 

6



 

LIST OF EXHIBITS

 

Exhibit 99.1 — Joint Filing Agreement

 

7


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