Current Report Filing (8-k)
January 17 2017 - 4:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 17, 2017
UNITED CONTINENTAL HOLDINGS, INC.
UNITED AIRLINES, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-06033
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36-2675207
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Delaware
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001-10323
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74-2099724
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(State or other jurisdiction
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(Commission File Number)
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(IRS Employer
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of incorporation)
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Identification Number)
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233 S. Wacker Drive, Chicago, IL
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60606
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233 S. Wacker Drive, Chicago, IL
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60606
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(Address of principal executive offices)
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(Zip Code)
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(
872)
825-4000
(
872)
825-4000
Registrants telephone number, including area code
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Item 2.02 Results of Operations and Financial Condition
On January 17, 2017, United Continental Holdings, Inc. (UAL), the holding company whose primary subsidiary is United Airlines, Inc.
(United, and together with UAL, the Company), issued a press release announcing the financial results of the Company for fourth quarter and full year 2016. The press release is attached as Exhibit 99.1 and is incorporated
herein by reference.
The information in this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed to be filed
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act) or otherwise subject to the liabilities of that Section and shall not be deemed incorporated by reference into any registration
statement or other document filed pursuant to the Securities Act of 1933, as amended (the Securities Act) except as shall be expressly set forth by specific reference in such filing.
Item 7.01 Regulation FD Disclosure
On
January 17, 2017, UAL will provide an investor update related to the financial and operational outlook for the Company for first quarter and full year 2017. A copy of the investor update is attached as Exhibit 99.2 and is incorporated herein by
reference.
The information in this Item 7.01, including Exhibit 99.2, is being furnished and shall not be deemed to be filed for
purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that Section and shall not be deemed incorporated by reference into any registration statement or other document filed pursuant to the Securities Act
except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
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Exhibit
No.
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Description
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99.1*
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Press Release issued by United Continental Holdings, Inc. dated January 17, 2017
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99.2*
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Investor Update issued by United Continental Holdings, Inc. dated January 17, 2017
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*
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Furnished herewith electronically.
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SIGNATURES
Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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UNITED CONTINENTAL HOLDINGS, INC.
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UNITED AIRLINES, INC.
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By:
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/s/ Chris Kenny
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Name:
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Chris Kenny
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Title:
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Vice President and Controller
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Date: January 17, 2017
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EXHIBIT INDEX
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Exhibit
No.
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Description
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99.1*
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Press Release issued by United Continental Holdings, Inc. dated January 17, 2017
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99.2*
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Investor Update issued by United Continental Holdings, Inc. dated January 17, 2017
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*
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Furnished herewith electronically.
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