Current Report Filing (8-k)
January 13 2017 - 4:37PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): January 11, 2017
ATHERSYS, INC.
(Exact
Name of Registrant as Specified in Charter)
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Delaware
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001-33876
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20-4864095
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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3201 Carnegie Avenue,
Cleveland, Ohio
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44115-2634
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (216) 431-9900
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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On January 11, 2017, the Board of Directors of Athersys, Inc. (the
Company
), upon the recommendation of the
Compensation Committee of the Board of Directors of the Company, approved the following cash bonuses to the named executive officers of the Company, based on individual performance and achievement of corporate goals in 2016:
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Name
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Title
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Award
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Dr. Gil Van Bokkelen
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Chief Executive Officer
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$
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154,071
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William Lehmann, Jr.
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President and Chief Operating Officer
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$
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96,417
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Dr. John Harrington
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Executive Vice President and Chief Scientific Officer
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$
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96,632
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Laura Campbell
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Senior Vice President of Finance
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$
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51,691
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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ATHERSYS, INC.
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By:
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/s/ Laura K. Campbell
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Name: Laura K. Campbell
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Title: Senior Vice President of Finance
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Date: January 13, 2017
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