Amended Statement of Ownership (sc 13g/a)
January 13 2017 - 3:49PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the
Securities Exchange Act of 1934
(Amendment No. 14)
*
CGI Group Inc.
(Name of
Issuer)
Class A Subordinate Voting Shares
(Title of Class of Securities)
39945C109
(CUSIP Number)
December 31, 2016
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☐ Rule
13d-1(c)
☒ Rule
13d-1(d)
*
|
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
|
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however,
see
the Notes).
|
|
|
|
|
|
|
1
|
|
Name of
Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
Serge
Godin
|
2
|
|
Check the Appropriate Box If a Member
of a Group (
See
Instructions)
(a) ☐ (b) ☐
|
3
|
|
SEC Use Only
|
4
|
|
Citizenship or Place of
Organization
Canada
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
5
|
|
Sole Voting Power
28,984,227
|
|
6
|
|
Shared Voting Power
0
|
|
7
|
|
Sole Dispositive Power
28,984,227
|
|
8
|
|
Shared Dispositive Power
0
|
9
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
28,984,227
|
10
|
|
Check If the Aggregate Amount in Row
(9) Excludes Certain Shares (
See
Instructions)
☐
|
11
|
|
Percent of Class Represented by Amount
in Row (9)
9.8%
|
12
|
|
Type of Reporting Person (
See
Instructions)
IN
|
2
Item 1(a).
|
Name of issuer:
|
CGI Group Inc.
Item 1(b).
|
Address of Issuers Principal Executive Offices:
|
1350 René-Lévesque
Blvd., 25
th
Floor, Montreal, Quebec H3G 1T4
Item 2(a).
|
Name of Person Filing:
|
Serge Godin
Item 2(b).
|
Address of Principal Offices or, if None, Residence:
|
c/o CGI Group Inc., 1350
René-Lévesque Blvd., 25
th
Floor, Montreal, Quebec H3G 1T4
Canada
Item 2(d).
|
Title of Class of Securities:
|
Class A Subordinate Voting Shares
39945C109
Item 3.
|
If the Statement is being filed pursuant to Rule
13d-1(b)
or
13d-2(b)
or (c), check whether the filing person is a:
|
|
|
|
|
|
|
|
|
|
(a)
|
|
☐
|
|
Broker or dealer registered under Section 15 of the Exchange Act;
|
|
|
|
|
|
|
(b)
|
|
☐
|
|
Bank as defined in Section 3(a)(6) of the Exchange Act;
|
|
|
|
|
|
|
(c)
|
|
☐
|
|
Insurance company as defined in Section 3(a)(19) of the Exchange Act;
|
|
|
|
|
|
|
(d)
|
|
☐
|
|
Investment company registered under Section 8 of the Investment Company Act;
|
|
|
|
|
|
|
(e)
|
|
☐
|
|
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
|
(f)
|
|
☐
|
|
An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
|
(g)
|
|
☐
|
|
A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
|
(h)
|
|
☐
|
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
|
|
|
|
|
|
|
(i)
|
|
☐
|
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
|
|
|
|
|
|
|
(j)
|
|
☐
|
|
A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J)
|
|
|
|
|
|
|
(k)
|
|
☐
|
|
Group, in accordance with Rule
13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: __________
|
3
The holdings reported herein are stated as of December 31, 2016.
Mr. Godin was the beneficial owner of more than 5% of the issuers Class A Subordinate Voting Shares upon the registration of such shares under the Securities Exchange Act of 1934, as amended, effective July 7, 1998.
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
28,984,227 shares (including 28,577,089 shares issuable upon conversion of 28,577,089 of the issuers Class B Shares (multiple voting 10 votes per Class B share) and 10,000 shares issuable upon the
exercise of options exercisable within 60 days of December 31, 2016).*
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
9.8%
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which such person has:
|
|
|
|
|
|
|
|
|
|
|
|
(i)
|
|
Sole power to vote or direct the vote:
|
|
28,984,227*
|
|
|
|
|
|
|
|
|
|
(ii)
|
|
Shared power to vote or direct the vote:
|
|
0 shares
|
|
|
|
|
|
|
|
|
|
(iii)
|
|
Sole power to dispose or to direct the disposition of:
|
|
28,984,227 shares*
|
|
|
|
|
|
|
|
|
|
(iv)
|
|
Shared power to dispose or to direct the disposition of:
|
|
0 shares
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
If this statement is being filed to
report the fact that as of the date hereof the reporting person had ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
The shares identified
in Item 4 include shares indirectly beneficially owned in a trust for the benefit of members of Mr. Godins family.
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
|
Not applicable.
Item 8.
|
Identification and Classification of Members of the Group.
|
Not applicable.
Item 9.
|
Notice of Dissolution of Group.
|
Not applicable.
Not applicable.
*
|
Not included are 40,362, 100,430, 106,875, and 221,000 Performance Share Units none of which will vest until the earlier of the holders retirement or earlier termination. The holder may elect to defer
vesting but no later than December 30, 2017, December 30, 2018, December 30, 2019 and December 30, 2020 respectively.
|
4
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
|
|
|
|
|
|
|
|
|
|
CGI GROUP INC.
|
|
|
|
|
(Registrant)
|
Date: January 13, 2017
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Serge Godin
|
|
|
|
|
Name:
|
|
Serge Godin
|
|
|
|
|
Title:
|
|
Founder and Executive Chairman of the Board
|
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (
See
18
U.S.C. 1001)
5
CGI (NYSE:GIB)
Historical Stock Chart
From Mar 2024 to Apr 2024
CGI (NYSE:GIB)
Historical Stock Chart
From Apr 2023 to Apr 2024