Current Report Filing (8-k)
November 07 2016 - 4:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 7, 2016
Medley Capital Corporation
(Exact Name of Registrant as Specified in
its Charter)
Delaware
(State or other jurisdiction of incorporation)
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1-35040
(Commission File Number)
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27-4576073
(I.R.S. Employer Identification No.)
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280 Park Avenue, 6
th
Floor
East
New York, NY 10017
(Address of Principal Executive Offices
and Zip Code)
Registrant’s telephone number, including
area code:
(212) 759-0777
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01
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Regulation FD Disclosure.
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On November 7, 2016, the Company issued
a press release, included herewith as Exhibit 99.1, announcing that its Board of Directors declared a dividend for the quarter
ended September 30, 2016 of $0.22 per share, payable on December 23, 2016 to stockholders of record as of November 23, 2016.
The information disclosed under this Item
7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities
Act of 1933, except as expressly set forth by specific reference in such filing.
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Item 9.01.
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Financial Statements and Exhibits
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Exhibit No.
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Description
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99.1
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Press Release dated November 7, 2016
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 7, 2016
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MEDLEY CAPITAL CORPORATION
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By:
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/s/ Richard T. Allorto, Jr.
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Name: Richard T. Allorto, Jr.
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Title: Chief Financial Officer
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