Report of Foreign Issuer (6-k)
October 21 2016 - 9:33AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
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For the month of: October, 2016
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Commission File Number: 001-13354
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BANK OF MONTREAL
(Name of Registrant)
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100 King Street West
1 First Canadian Place
Toronto,
Ontario
Canada, M5X 1A1
(Executive Offices)
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129 rue Saint-Jacques
Montreal, Quebec
Canada, H2Y 1L6
(Head Office)
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F
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Form 40-F
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934. Yes
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No
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If
Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
82-
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INCORPORATION BY REFERENCE
The information contained in this Form 6-K and any exhibits hereto shall be
deemed filed with the Securities and Exchange Commission (SEC) solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:
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1.
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Registration Statement Form F-3 File No. 333-196387
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2.
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Registration Statement Form F-3 File No. 33-96354
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3.
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Registration Statement Form F-3 File No. 333-189814
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4.
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Registration Statement Form S-8 File No. 333-191591
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5.
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Registration Statement Form S-8 File No. 333-182644
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6.
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Registration Statement Form S-8 File No. 333-180968
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7.
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Registration Statement Form S-8 File No. 333-177579
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8.
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Registration Statement Form S-8 File No. 333-177568
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9.
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Registration Statement Form S-8 File No. 333-176479
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10.
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Registration Statement Form S-8 File No. 333-175413
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11.
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Registration Statement Form S-8 File No. 333-175412
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12.
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Registration Statement Form S-8 File No. 333-113096
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13.
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Registration Statement Form S-8 File No. 333-14260
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14.
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Registration Statement Form S-8 File No. 33-92112
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15.
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Registration Statement Form S-8 File No. 333-207739
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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BANK OF MONTREAL
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By:
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/s/ Thomas E. Flynn
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Name:
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Thomas E. Flynn
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Title:
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Chief Financial Officer
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By:
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/s/ Barbara M. Muir
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Name:
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Barbara M. Muir
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Title:
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Corporate Secretary
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Date
: October 21, 2016
EXHIBIT INDEX
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Exhibit
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Description of Exhibit
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99.1
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Press Release
Bank of Montreal Completes $600 Million Preferred Share Issue
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Bank of Montreal (NYSE:BMO)
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