Current Report Filing (8-k)
May 04 2016 - 4:21PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
|
May 4, 2016
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PACIFIC
ETHANOL, INC.
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(Exact
name of registrant as specified in its charter)
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Delaware
|
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000-21467
|
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41-2170618
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(State
or other jurisdiction of incorporation)
|
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(Commission
File Number)
|
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(IRS
Employer Identification No.)
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400 Capitol
Mall, Suite 2060
Sacramento, California
|
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95814
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
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(916)
403-2123
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(Former
name or former address, if changed since last report)
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Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (
see
General Instruction A.2. below):
o
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|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Item
2.02. Results of Operations and Financial Condition.
On May 4, 2016, Pacific
Ethanol, Inc. issued a press release announcing certain results of operations for the three months ended March 31, 2016. A copy
of the press release is furnished (not filed) as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by
reference.
The information furnished
in this Item 2.02 of this Current Report on Form 8-K and Exhibit 99.1 attached hereto shall not be deemed “filed” for
the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section. The information in this Item 2.02 of this Current Report on Form 8-K is not incorporated by
reference into any filings of Pacific Ethanol, Inc. made under the Securities Act of 1933, as amended, or the Exchange Act, whether
made before or after the date of this Current Report on Form 8-K, regardless of any general incorporation language in the filing
unless specifically stated so therein.
Item 9.01.
Financial Statements and Exhibits.
(d)
Exhibits
.
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Number
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Description
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|
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99.1
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Press Release dated May 4, 2016
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: May 4, 2016
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PACIFIC ETHANOL, INC.
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|
|
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By:
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/S/ CHRISTOPHER W. WRIGHT
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|
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Christopher W. Wright
Vice President, General Counsel and
Secretary
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EXHIBITS FILED
WITH THIS REPORT
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Number
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Description
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|
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|
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99.1
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Press Release dated May 4, 2016
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