Current Report Filing (8-k)
March 23 2016 - 06:52AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
March 4,
2016
THE ALKALINE WATER COMPANY
INC.
Exact name of registrant as specified in its
charter)
Nevada
|
000-55096
|
EIN 99-0367049
|
(State or other jurisdiction
|
(Commission
|
(IRS Employer
|
of incorporation)
|
File Number)
|
Identification No.)
|
7730 E Greenway Road Ste. 203
Scottsdale, AZ
85260
(Address of principal executive offices and Zip
Code)
Registrants telephone number, including area code:
(480)
656-2423
Not Applicable
(Former name or former
address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
[ ] Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Item 7.01 Regulation FD Disclosure.
A copy of our news release dated March 23, 2016, announcing the
completion of the offering and sale of our securities, is being furnished
herewith as Exhibit 99.1
In accordance with General Instruction B.2 of Form 8-K, the
information under this Item 7.01 of this current report on Form 8-K, including
Exhibit 99.1, is being furnished and shall not be deemed to be filed for
purposes of Section 18 of the Securities Exchange Act of 1934 (the
Exchange
Act
), or otherwise subject to the liabilities of that section, and shall
not be incorporated by reference into any registration statement or other
document filed under the Securities Act of 1933 or the Exchange Act, except as
shall be expressly set forth by specific reference in such filing.
Item 8.01 Other Events.
On March 4, 2016, we completed the offering and sale (the
Offering
) of an aggregate of 9,000,000 shares of our common stock and
warrants to purchase an aggregate of 4,500,000 shares of our common stock, for
aggregate gross proceeds of $2,970,000. Each share of common stock we sold in
the offering was accompanied by one-half of a warrant to purchase one share of
common stock at an exercise price of $0.50 per share for a period of two years
from the date of issuance. Each share of common stock and accompanying one-half
of one warrant was sold at a price of $0.33.
These securities have been registered under the Securities Act
of 1933 pursuant to our registration statement on Form S-1, as amended (No.
333-209124), which was declared effective by the Securities and Exchange
Commission on February 11, 2016.
Also on March 4, 2016, we used the proceeds of the Offering to
repay loans in the aggregate principal amounts of $1,500,000 (originally from
Neil Rogers and Turnstone Capital Inc.).
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
THE ALKALINE WATER COMPANY INC.
|
|
|
|
|
|
/s/ Richard A.
Wright
|
|
Richard A. Wright
|
|
Vice-President, Secretary, Treasurer and Director
|
|
|
|
March 23, 2016
|
|
Alkaline Water (NASDAQ:WTER)
Historical Stock Chart
From Feb 2024 to Mar 2024
Alkaline Water (NASDAQ:WTER)
Historical Stock Chart
From Mar 2023 to Mar 2024