Initial Statement of Beneficial Ownership (3)
April 09 2015 - 7:39PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ANTHONY GARY R
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2. Date of Event Requiring Statement (MM/DD/YYYY)
3/30/2015
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3. Issuer Name
and
Ticker or Trading Symbol
MAJESCO ENTERTAINMENT CO [COOL]
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(Last)
(First)
(Middle)
4041 T HADLEY ROAD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
Principal Accounting Officer /
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(Street)
S. PLAINFIELD, NJ 07080
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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2875
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D
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Restricted Common Stock
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3552
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option
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(2)
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8/5/2020
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Common Stock
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3429
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$4.48
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D
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Stock Option
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(3)
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1/16/2020
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Common Stock
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1454
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$5.39
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D
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Explanation of Responses:
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(
1)
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These shares of Restricted Common Stock were awarded pursuant to an annual long-term incentive grant. Of the shares granted, 777 will vest on August 3, 2015, 1,367 will vest on August 5, 2015 and 1,408 will vest on August 5, 2016.
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(
2)
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Option grant pursuant to the issuer's incentive plan and without payment of consideration, of which 1,143 have vested, 1,143 will vest on August 5, 2015 and 1,143 will vest on August 5, 2016.
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(
3)
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Option grant pursuant to the issuer's incentive plan and without payment of consideration, all of which have vested.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ANTHONY GARY R
4041 T HADLEY ROAD
S. PLAINFIELD, NJ 07080
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Principal Accounting Officer
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Signatures
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/s/ Gary Anthony
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4/9/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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