Amended Annual Report (10-k/a)
September 30 2014 - 3:17PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
10-K/A
Amendment
No. 1
☑
ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For
the year ended March 31, 2014
Or
☐ TRANSITION
REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
For
the transition period from ___________ to ___________
Commission
File Number: 1-12850
AVALON
OIL & GAS, INC.
(Exact
Name of Small Business Issuer as specified in its charter)
Nevada |
|
84-1168832 |
(State or other jurisdiction
of incorporation or organization) |
|
(I.R.S. employer identification
no.) |
310
Fourth Avenue South, Suite 7000 |
Minneapolis,
MN 55415 |
(Address
of principal executive offices) (Zip Code)
|
Registrant's
telephone number, including area code: |
(952)
746-9652 |
Securities
registered pursuant to Section 12(b) of the Act: None
Securities
registered pursuant to section 12(g) of the Act: None.
Indicate
by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
☐
Yes ☑ No
Indicate
by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. ☐
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports),
and (2) has been subject to such filing requirements for the past 90 days. ☑ Yes
☐ No
Indicate
by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not
be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference
in Part III of this Form 10-K or any amendment to this Form 10-K. ☐
Indicate
by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive
Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter)
during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes
☐ No ☐
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See definition of “large accelerated filer,” “accelerated filer” and “smaller
reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large
accelerated filer ☐ |
Accelerated
filer ☐ |
Non-accelerated
filer ☐ (Do not check if a smaller reporting company) |
Smaller
reporting company ☑ |
Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). ☐ Yes
☑ No
11,858,062 shares
of our common stock were issued and outstanding as of September 19, 2014.
EXPLANATORY
NOTE
The
purpose of this amendment on Form 10-K/A to Avalon Oil & Gas' Annual Report on Form 10-K for the period ended March 31, 2014,
filed with the Securities and Exchange Commission on September 30, 2014 is solely to furnish Exhibit 101 to the Form 10-K in accordance
with Rule 405 of Regulation S-T.
No
other changes have been made to the Form 10-K. This Amendment No. 1 to the Form 10-K speaks as of the original filing date of
the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update
in any way disclosures made in the original Form 10-K.
Item
6. Exhibits
Set
forth below is a list of the exhibits to this quarterly report on Form 10-K.
EXHIBIT NUMBER |
|
DESCRIPTION |
* 101.INS |
|
XBRL Instance Document |
* 101.SCH |
|
XBRL Taxonomy Extension Schema |
* 101.CAL |
|
XBRL Taxonomy Extension Calculation Linkbase |
* 101.DEF |
|
XBRL Taxonomy Extension Definition Linkbase |
* 101.LAB |
|
XBRL Taxonomy Extension Label Linkbase |
* 101.PRE |
|
XBRL Taxonomy Extension Presentation Linkbase |
** 31.1 |
|
Certification |
** 32.1 |
|
Certification |
* Furnished herewith |
|
|
** Previously filed |
|
|
SIGNATURES
In
accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
|
Avalon Oil & Gas, Inc. |
|
|
|
|
|
Date: September 30, 2014 |
By: |
/s/ Kent
Rodriguez |
|
|
|
Kent Rodriguez |
|
|
|
Chief
Executive Officer, President,
Secretary
and Principal Financial Officer |
|
Pursuant
to the requirements of the Securities Exchange Act of 1934, this Report has been signed by the following persons on behalf of
the Company in the capacities and on the dates indicated.
Date: September 30, 2014 |
By: |
/s/ Kent
Rodriguez |
|
|
|
Kent Rodriguez |
|
|
|
Chief
Executive Officer, President,
Secretary
and Principal Financial Officer |
|
Date: September 30, 2014 |
By: |
/s/ Jill
Allison |
|
|
|
Jill Allison |
|
|
|
Director |
|
Date: September 30, 2014 |
By: |
/s/ Douglas
Barton |
|
|
|
Douglas Barton |
|
|
|
Director |
|
Date: September 30, 2014 |
By: |
/s/ Rene
Häusler |
|
|
|
Rene Häusler |
|
|
|
Director |
|
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