Annual Statement of Changes in Beneficial Ownership (5)
February 11 2021 - 8:17AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Alemany Ellen R | 2. Issuer Name and Ticker or Trading SymbolCIT GROUP INC [CIT] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chair & CEO |
(Last)
(First)
(Middle)
C/O CIT GROUP INC., 1 CIT DRIVE, #3251-9 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
LIVINGSTON, NJ 07039
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 3/31/2020 | | Z (1) | 141000 | A | $0 (1) | 141000 | I | Schwab March 2020 GRAT #1 (CIT) u/a/d 3/31/2020 |
Common Stock | 3/31/2020 | | Z (1) | 141000 | D | $0 (1) | 132998.532 | D | |
Common Stock | 3/25/2020 | | Z (2) | 66000 | A | $0 (2) | 132998.532 | D | |
Common Stock | 3/25/2020 | | Z (2) | 66000 | D | $0 (2) | 0 | I | Alemany March 2019 GRAT #1 |
Common Stock | 9/21/2020 | | Z (3) | 59200 | D | $0 (3) | 0 | I | August 2019 GRAT #1 |
Common Stock | 9/21/2020 | | Z (3) | 59200 | A | $0 (3) | 132998.532 | D | |
Common Stock | 7/27/2020 | | Z (4) | 15255 | D | $0 (4) | 0 | I | Alemany GRAT 2018 #3 u/a/d July 27, 2018 |
Common Stock | 7/27/2020 | | Z (4) | 15255 | A | $0 (4) | 132998.532 | D | |
Common Stock | 7/29/2020 | | Z (5) | 15255 | D | $0 (5) | 132998.532 | D | |
Common Stock | 7/29/2020 | | Z (5) | 15255 | A | $0 (5) | 15255 | I | Schwab July 2020 GRAT #1 u/a/d 7/29/2020 |
Common Stock | 9/25/2020 | | Z (6) | 59200 | D | $0 (6) | 132998.532 | D | |
Common Stock | 9/25/2020 | | Z (6) | 59200 | A | $0 (6) | 59200 | I | Schwab September 2020 GRAT #2 (CIT) u/a/d 9/25/2020 |
Common Stock | 4/15/2020 | | Z (7) | 28800 | A | $0 (7) | 132998.532 | D | |
Common Stock | 4/15/2020 | | Z (7) | 28800 | D | $0 (7) | 0 | I | Alemany GRAT 2018 u/a/d March 27, 2018 |
Common Stock | 6/18/2020 | | Z (8) | 38800 | A | $0 (8) | 38800 | I | Schwab June 2020 GRAT #1 (CIT) u/a/d 6/18/2020 |
Common Stock | 6/18/2020 | | Z (8) | 38800 | D | $0 (8) | 132998.532 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab March 2020 GRAT #1 (CIT). |
(2) | Shares of CIT common stock were transferred from the Alemany March 2019 GRAT #1 to Ellen R. Alemany's personal account. |
(3) | Shares of CIT common stock were transferred from the Alemany August 2019 GRAT #1 to Ellen R. Alemany's personal account. |
(4) | Shares of CIT common stock were transferred from the Alemany July 2018 GRAT #3 to Ellen R. Alemany's personal account. |
(5) | Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab July 2020 GRAT #1. |
(6) | Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab September 2020 GRAT #2 (CIT). |
(7) | Shares of CIT common stock were transferred from the Alemany GRAT 2018 to Ellen R. Alemany's personal account. |
(8) | Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab June 2020 GRAT #1 (CIT). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Alemany Ellen R C/O CIT GROUP INC. 1 CIT DRIVE, #3251-9 LIVINGSTON, NJ 07039 | X |
| Chair & CEO |
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Signatures
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/s/ James P. Shanahan, attorney-in-fact for Ms. Alemany | | 2/11/2021 |
**Signature of Reporting Person | Date |
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