Thomas Weisel Partners Group, Inc. - Current report filing (8-K)
February 21 2008 - 5:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of
Report (Date of earliest event reported):
February
20, 2008
Thomas
Weisel Partners Group, Inc.
(Exact
name of registrant as specified in its charter)
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Delaware
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No.
000-51730
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No.
20-3550472
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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One
Montgomery Street
San
Francisco, California
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94104
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(415) 364-2500
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N.A.
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(Former
name or former address, if changed since last
report)
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Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Item
5.02 Departure of Certain Officers; Appointment of Certain
Officers.
(b):
On
February 20, 2008, the Registrant announced that Stephen Buell, who currently
serves as the Registrant’s Director of Research and as one of its executive
officers, has given notice of his intention to resign his position to pursue
other opportunities. The Registrant currently expects that Mr. Buell’s departure
from employment with the Registrant will become effective following a transition
period.
(c):
On
February 20, 2008, the Registrant announced that Keith Gay, who currently serves
as the Registrant’s Associate Director of Research, will immediately assume the
role of Director of Research and be named to the Registrant’s Executive
Committee.
Keith
Gay, age 49, is a founding Partner and Managing Director at Thomas Weisel
Partners. Prior to his becoming Associate Director of Research, Mr. Gay was
a
Research Analyst who followed Applications Software in the Technology sector
from 2000 to 2005 at Thomas Weisel Partners. From 1996 until 1999, he was a
Managing Director and a Senior Research Analyst at NationsBanc Montgomery
Securities, where he followed the Education and Training sectors. Prior to
his
employment with NationsBanc Montgomery Securities, Mr. Gay was a Vice President
in Investment Banking at Merrill Lynch & Co., where he covered the General
Industrials sector. He entered the investment banking business following a
ten-year career in the U.S. Air Force, where he was an Assistant Professor
at
the U.S. Air Force Academy Department of Management. Mr. Gay received a Bachelor
of Arts degree in Economics from the University of California at Los Angeles
and
a Master of Business Administration degree from the Anderson School at the
University of California at Los Angeles.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Thomas
Weisel Partners Group, Inc.
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Date:
February 21, 2008
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By:
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/s/ Mark
Fisher
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Name:
Mark Fisher
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Title: General
Counsel
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