Initial Statement of Beneficial Ownership (3)
March 24 2021 - 5:29PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Ferraresso Michael |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/10/2021
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3. Issuer Name and Ticker or Trading Symbol
AVEO PHARMACEUTICALS, INC. [AVEO]
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(Last)
(First)
(Middle)
C/O AVEO PHARMACEUTICALS, INC., 30 WINTER STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Commercial Officer / |
(Street)
BOSTON, MA 02108
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 3284 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | (1) | 12/4/2027 | Common Stock | 20000 | $28.30 | D | |
Stock Option (right to buy) | (2) | 2/1/2028 | Common Stock | 3740 | $30.80 | D | |
Stock Option (right to buy) | (3) | 2/6/2029 | Common Stock | 35064 | $6.20 | D | |
Stock Option (right to buy) | (4) | 2/5/2030 | Common Stock | 42499 | $5.60 | D | |
Stock Option (right to buy) | (5) | 2/5/2031 | Common Stock | 100000 | $9.12 | D | |
Explanation of Responses: |
(1) | 25% of the shares underlying this option vested on December 4, 2018, and the remainder of this option vest in equal monthly installments from December 4, 2018, through December 4, 2021 subject to the Reporting Person's continued service to the Company. |
(2) | The shares underlying this option vest in equal monthly installments from February 1, 2018, through February 1, 2022, subject to the Reporting Person's continued service to the Company. |
(3) | The shares underlying this option vest in equal monthly installments from February 6, 2019 through February 6, 2023, subject to the Reporting Person's continued service to the Company. |
(4) | The shares underlying this option vest in equal monthly installments from February 5, 2020 through February 5, 2024, subject to the Reporting Person's continued service to the Company. |
(5) | The shares underlying this option vest in equal monthly installments from February 5, 2021, through February 5, 2025, subject to the Reporting Person's continued service to the Company. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ferraresso Michael C/O AVEO PHARMACEUTICALS, INC. 30 WINTER STREET BOSTON, MA 02108 |
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| Chief Commercial Officer |
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Signatures
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/s/ Danielle Holland, attorney-in-fact (power of attorney filed herewith) | | 3/24/2021 |
**Signature of Reporting Person | Date |
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