Barclays PLC Form 8.5 (EPT/NON-RI)SHAFTESBURY PLC Amend (5213K)
December 21 2022 - 10:10AM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 5213K
Barclays PLC
21 December 2022
FORM 8.5 (EPT/NON-RI) Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
----------------------------------------------------------
(b) Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
------------------------------------------
relevant securities this form
relates:
------------ ---------------------------------------------------------- ---------- -------------- --------------
(c) Name of the party to the offer Capital & Counties Properties
with which exempt plc
------------------------------------------
principal trader is connected
------------ --------------------------------------------- ----------- ---------- -------------- --------------
(d) Date position held/dealing undertaken: 19 December 2022
------------ ---------------------------------------------------------- ------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in respect CAPITAL & COUNTIES PROPERTIES
of any other party to the offer? PLC
------------ ---------------------------------------------------------- ------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant
securities of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 25p ordinary
------------------------- --------------------------
Interests Short Positions
------------------------- --------------------------
Number (%) Number (%)
--------------------------------------------- ------------ ----------- ---------- --------------
(1) Relevant securities
owned
and/or controlled: 2,024,339 0.53% 762,367 0.20%
(2) Cash-settled derivatives:
681,318 0.18% 1,706,994 0.44%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 2,895,394 0.75% 0 0.00%
TOTAL: 5,601,051 1.46% 2,469,361 0.64%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in
relation to
-----------
which subscription right exists
----------------------------------------------------------- -------------------------------------------------------
Details, including nature of
the rights
-----------
concerned and relevant percentages:
----------------------------------------------------------- -------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
------------ --------------------------------------------- ----------- ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
------------ -------------- --------------- ------------ ----------- ---------- -------------- --------------
25p ordinary Purchase 51,927 3.6340 3.5431
GBP GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary Sale 58,625 3.6340 3.554 GBP
GBP
----------------------------- ----------------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ---------------------------------------------------------- ---------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
------------ -------------- --------------- ------------ ----------- ---------- -------------- --------------
25p ordinary SWAP Decreasing Short 110 3.5789
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 117 3.6159
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 177 3.5799
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 348 3.5279
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 382 3.5700
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 630 3.5634
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 2,024 3.6265
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 3,770 3.5397
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 8,591 3.5864
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 11,216 3.5778
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Increasing Short 9 3.6100
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 32 3.6155
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 200 3.6000
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 206 3.6120
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 230 3.6030
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 239 3.6069
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 261 3.5960
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 262 3.6213
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 271 3.6260
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 271 3.5370
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 289 3.5980
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 302 3.6206
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 728 3.5692
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Increasing Short 896 3.5562
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,029 3.5785
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 1,906 3.5595
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,000 3.6340
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,037 3.6340
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,432 3.6295
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,825 3.6320
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 2,984 3.6049
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 3,139 3.6186
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Increasing Short 5,589 3.6337
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 6,628 3.6197
GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Increasing Short 7,671 3.6136
GBP
----------------------------- ----------------------- -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
-------------- --------------- ------------ ----------- ---------- -------------- --------------
25p Exchangeable Long 69075.22 n/a n/a 30 Mar 84 GBP
ordinary Bond 2026
-------------- --------------- ------------ ----------- ---------- -------------- --------------
25p Exchangeable Short 41445.13 n/a n/a 30 Mar 84.75 GBP
ordinary Bond 2026
-------------- --------------- ------------ ----------- ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
------------ -------------- --------------- ------------ -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
------------ -------------- --------------- ------------ -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
------------------------------------------------------------------------------------ -------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure and
any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal
of any relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ----------- ---------- -------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Yes
Positions) attached?
-------------------------------------------------------
Date of disclosure: 21 Dec
2022
Contact name: Large Holdings Regulatory
Operations
Telephone number: 020 3134 7213
----------------------- -------------- --------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
are being disclosed:
--------------------------------------------- ------------
Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
-------------------------------------------------------
relevant securities this from
relates:
----------------------------------------------------------- ----------- ---------- -------------- --------------
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
------------------------------------------- ------------ ----------- ---------- -------------- --------------
25p ordinary Exchangeable Long 2,895,394 n/a n/a 30 Mar
Bond 2026
--------------- ------------ ---------- -------------- --------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the
interest or position can be fully
understood:
---------------------------- --------------- ------------ ----------- ---------- -------------- --------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEOFLFIEFDLLFIF
(END) Dow Jones Newswires
December 21, 2022 10:10 ET (15:10 GMT)
Shaftesbury (LSE:SHB)
Historical Stock Chart
From Sep 2024 to Oct 2024
Shaftesbury (LSE:SHB)
Historical Stock Chart
From Oct 2023 to Oct 2024
